attention to detail and understand regulatory compliance inside out? Here's an exciting chance for
network of independent advisors, focusing on compliance and administrative responsibilities to support oversight of FAIS compliance : Create, implement and maintain an effective new business compliance programme force; Oversee the efficiency and quality of compliance programmes & implement enhancements where to ensure successful compliance management; Develop thorough internal client risk controls and continuously adherence to compliance requirements; Engage with stakeholders & compliance officers to develop risk management
network of independent advisors, focusing on compliance and administrative responsibilities to support oversight of FAIS compliance : Create, implement and maintain an effective new business compliance programme force; Oversee the efficiency and quality of compliance programmes & implement enhancements where to ensure successful compliance management; Develop thorough internal client risk controls and continuously adherence to compliance requirements; Engage with stakeholders & compliance officers to develop risk management
reports to respective stakeholders • Ensure effective risk management and governance of the client • Key individual–; including the performance of compliance function, specifically with respect to FAIS and the product categories licensed, and represent the Sales Team during compliance monitoring visits Qualifications • Matric/Grade required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
reports to respective stakeholders • Ensure effective risk management and governance of the client • Key individual–; including the performance of compliance function, specifically with respect to FAIS and the product categories licensed, and represent the Sales Team during compliance monitoring visits Qualifications • Matric/Grade required/ equivalent qualification and or FAIS Credits • FAIS Regulatory examination for Representatives
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external customer value. Ensures compliance to process & procedures to minimise business risk. Accountable for local team in a branch against set targets Gr12 (Matric) FAIS Compliant (RE5 & FSCA approved qualification)
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external customer value. Ensures compliance to process & procedures to minimise business risk. Accountable for local team in a branch against set targets Gr12 (Matric) FAIS Compliant (RE5 & FSCA approved qualification)
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external customer value. Ensures compliance to process & procedures to minimise business risk. Accountable for local team in a branch against set targets Gr12 (Matric) FAIS Compliant (RE5 & FSCA approved qualification)
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external customer value. Ensures compliance to process & procedures to minimise business risk. Accountable for local team in a branch against set targets Gr12 (Matric) FAIS Compliant (RE5 & FSCA approved qualification)
team, over periods of up to a year. Areas of Compliance: Sales/ Productivity Responsible for external customer value. Ensures compliance to process & procedures to minimise business risk. Accountable for local team in a branch against set targets Gr12 (Matric) FAIS Compliant (RE5 & FSCA approved qualification)