Audit qualification - Compliance Practitioner (CPRAC) Qualification - 5 years compliance / Risk Management knowledge - Experience in developing and implementing compliance policies and procedures Should you meet the above
looking for a Compliance Officer. To assist the client regionally with Virtual Compliance, Risk Management to the compliance requirements as dictated by the FSCA To effectively deliver quality compliance and risk possible) Compliance registered Officer with the FSCA Or Minimum 5-year experience in compliance or risk services industry A good working knowledge of compliance legislation viz FICA and FAIS
George, Western Cape is looking for a Compliance Officer.
The person will be working
To assist the client regionally with Virtual Compliance, Risk Management, Implementation, and other Sales
Sales Projects
Excellent opportunity for a highly experienced COMPLIANCE MANAGER - MONITORING. Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders conducted in compliance with the highest compliance obligations. Continuously contribute to the Group Compliance
Audit qualification - Compliance Practitioner (CPRAC) Qualification - 5 years compliance / Risk Management knowledge - Experience in developing and implementing compliance policies and procedures Should you meet the above
Cape Town have created a Compliance Officer position to impliment compliance and risk policies and procedures the organisation. Key responsibilities include: Compliance reporting (internal and external) Review planned necessity, as is a Compliance Officer Qualification/Occupational Certificate: Compliance Officer (NQF 6). Completed
experienced FINANCIAL CRIME COMPLIANCE OFFICER AML. The Financial Crime Compliance Officer primary purpose is to business on new and ongoing Financial Crime compliance obligations as it relates to Acts, directives Centre on the GoAML platform. Reporting on non-compliance incidents and breaches. Support management in in the maintenance of the Risk Management and Compliance programme, Policies and Risk Assessment. Assist effectively. Monitoring and assurance: Participating in compliance monitoring and testing activities to assess the
understanding of the compliance role within the business. The temporary Compliance Officer will report to the Testing
Complete testing as per the compliance monitoring programme
Log findings
Completing and reflect Company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers
problem solving
Practical experience with MS Office and an ability to adapt to bespoke systems
A
efficient control and monitoring of all risk and compliance management activities REQUIRED MINIMUM WORK EXPERIENCE assurance on the Fund’s level of risk compliance •Incorporate compliance awareness into the businesses culture with the design and implementation of a formal compliance programme i.e. establish and implement frameworks; regulatory / legislative compliance reporting. Foster a risk and compliance awareness culture •Conduct •Conduct risk and compliance awareness campaigns throughout the Fund. •Co-facilitate awareness programmes with
individual to fill the Risk and Compliance Officer position in the Risk and Compliance Department. A specialist and who has the ability to ensure FAIS and FICA compliance is met. Someone who fully understands the Financial risk and compliance framework as well as provide assurance on industry and regulatory compliance programs Specialist (CAMS) will be an added advantage 2-5 years compliance-related experience Experience in the insurance Assist with the operational implementation of the Group Governance Framework. Draft and review operational