for regulatory compliance in financial services? Join this team as a Compliance Specialist to manage compliance Advise teams on compliance requirements and develop risk management plans. Conduct compliance reviews and Translate legislative requirements into practical compliance measures. Facilitate workshops to identify regulatory and consult on compliance alignment. Review operational processes for regulatory compliance. Communicate Communicate compliance issues and assess mitigation plans. Prepare reports for business units and contribute to
regulatory compliance while contributing directly to business success? We're seeking a driven Compliance Specialist role, you'll play a pivotal part in aligning our compliance strategy with our overarching business objectives employ a Compliance Specialist RESPONSIBILITIES Developing, implementing and managing Groups compliance program development of Group Compliance Function Participation in the drafting and implementation of compliance frameworks the NCA, FAIS, TCF, COFI and CPA. Assist the Group Compliance Function with the monitoring and reporting
BA Personal as a specialist in our field of expertise with extensive experience in placing niche and Excellent opportunity for a highly experienced COMPLIANCE MANAGER - MONITORING. Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders
rewards programme, in addition to their other specialist brands, our client enables business and people with the guidance and direction of the Head of Compliance; assist with the implementation and maintenance of regulatory compliance. This role will report into the Head of Regulatory Compliance. Provide Assurance: contribute to the review of, and properly maintain the Compliance Requirement Universe for the relevant acts assigned relevant acts, as may be required from a regulatory compliance perspective, in respect of the areas specifically
ongoing training
• Working closely with Compliance to ensure:
o any regulatory updates are
communicated and implemented
o Issues arising from Compliance monitoring are reviewed and addressed
•
department
• Acting as the point of escalation with Compliance related queries
• Managing Client Services
rewards programme, in addition to their other specialist brands, our client enables business and people with the guidance and direction of the Head of Compliance; assist with the implementation and maintenance of regulatory compliance. This role will report into the Head of Regulatory Compliance. Provide Assurance: contribute to the review of, and properly maintain the Compliance Requirement Universe for the relevant acts assigned relevant acts, as may be required from a regulatory compliance perspective, in respect of the areas specifically
for regulatory compliance in financial services? Join this team as a Compliance Specialist to manage compliance Advise teams on compliance requirements and develop risk management plans. Conduct compliance reviews and Translate legislative requirements into practical compliance measures. Facilitate workshops to identify regulatory and consult on compliance alignment. Review operational processes for regulatory compliance. Communicate Communicate compliance issues and assess mitigation plans. Prepare reports for business units and contribute to
At our client, more than just mortgage specialists are dedicated partners in your journey to homeownership families across South Africa. Key Purpose The Compliance Specialist is responsible for assisting in developing developing and implementing procedures to ensure compliance with regulations and legislation affecting our client's internal business units on meeting compliance requirements. The specialist will lead regulatory complaints with the TCF principles. Additionally, the Compliance Specialist ensures that business units stay informed
seeking a Compliance Speciast to join their team. Developing, implementing and managing SAHL Group compliance channels for compliance issues Training and awareness (Coordinating and scheduling required compliance training complaints management and general regulatory compliance within the financial services sector (home loans
regulatory compliance while contributing directly to business success? We're seeking a driven Compliance Specialist role, you'll play a pivotal part in aligning our compliance strategy with our overarching business objectives employ a Compliance Specialist RESPONSIBILITIES Developing, implementing and managing Groups compliance program development of Group Compliance Function Participation in the drafting and implementation of compliance frameworks the NCA, FAIS, TCF, COFI and CPA. Assist the Group Compliance Function with the monitoring and reporting