registration history o Request MIE transactions o Request fit and proper assessment. o Request qualifications and relating to fit and proper status) · Declaration aware that ongoing employment subject to fit and proper Internal office procedures / who does what etc. Manage fit and proper status of Key Individuals and Representatives register deadlines e.g., 1yr to complete exam. o Fit and proper declaration o Continuous Professional
registration history o Request MIE transactions o Request fit and proper assessment. o Request qualifications and relating to fit and proper status) · Declaration aware that ongoing employment subject to fit and proper Internal office procedures / who does what etc. Manage fit and proper status of Key Individuals and Representatives register deadlines e.g., 1yr to complete exam. o Fit and proper declaration o Continuous Professional
regulations. Ensure regular building, furniture, fittings and equipment inspections to determine CAPEX and
regulations. Ensure regular building, furniture, fittings and equipment inspections to determine CAPEX and