Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified required and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held ensuring an appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management industry Ability
Officer to join them. Role works closely with the Regulatory Compliance Manager and seeks a suitably qualified required and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held ensuring an appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business and/or Cat2A compliance officer Strong base of regulatory knowledge within asset management industry Ability
consultants Preparation of board packs and compliance reports every quarter Compliance review of all NewBusiness ensure ongoing compliance with statutory and regulatory requirements Regular risk assessments and updates proper compliance program to address any potential regulatory problems Implement, regularly review, and update procedures to ensure accuracy and compliance with regulatory changes such as the Treating Clients Fairly, Certifications: First Level Regulatory Examfor Representatives (RE5) First Level Regulatory Exam for Key Individuals
consultants Preparation of board packs and compliance reports every quarter Compliance review of all NewBusiness ensure ongoing compliance with statutory and regulatory requirements Regular risk assessments and updates proper compliance program to address any potential regulatory problems Implement, regularly review, and update procedures to ensure accuracy and compliance with regulatory changes such as the Treating Clients Fairly, Certifications: First Level Regulatory Examfor Representatives (RE5) First Level Regulatory Exam for Key Individuals
collection, processing, recording, reconciliation and reporting of financial data, verifying the validity, completeness and payments in the cashbook Prepare and reconcile bank statements Monitor and reconcile discrepancies in account) reconciliations Month-end journals and reporting Compiling month-end management packs Analyse GL forecasting Assist in the preparation of financial reports and statements Follow company procedures and maintain
Prepare monthly, quarterly, and annual financial reports for management and other stakeholders Support strategic improve the accuracy and efficiency of financial reporting Stay current on industry trends and best practices Detail-oriented with a high level of accuracy in financial reporting and analysis Please note if you have not heard
Prepare monthly, quarterly, and annual financial reports for management and other stakeholders Support strategic improve the accuracy and efficiency of financial reporting Stay current on industry trends and best practices Detail-oriented with a high level of accuracy in financial reporting and analysis Please note if you have not heard
for variances. Compile the monthly management reports for all subsidiaries. Maintaining monthly compliance the journals,reconciliations and OPS management reports compiled by the junior financial accountant. Review
for variances. Compile the monthly management reports for all subsidiaries. Maintaining monthly compliance the journals,reconciliations and OPS management reports compiled by the junior financial accountant. Review
management accounts for the group's largest entity. Reporting to the Financial Manager, this role involves interaction applicable Responsible for the development of direct reports Focus on continuous improvement - processes, month-end