The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to
The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to
change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan
change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan
Operational Requirements Banking • Review and set-up of users online banking access. • Checking and approving payments. • Check that bank statements are updated, and bank reconciliations done accurately and on time. • Cashflow management of funds and forecasting of cash requirements in line
Summary: This position is responsible for designing and directing the implemention of strategic antitrust/competition compliance risk mitigation programs, including risk assessments and evaluations, monitoring regimes that evaluate operational controls and processes, and training and awareness campa
Summary: This position is responsible for designing and directing the implemention of strategic antitrust/competition compliance risk mitigation programs, including risk assessments and evaluations, monitoring regimes that evaluate operational controls and processes, and training and awareness campa
application of Compliance Risk Management principles, policies, processes and procedures. Group Compliance Corporate
application of Compliance Risk Management principles, policies, processes and procedures. Group Compliance Corporate
We are looking for a proactive and knowledgeable Legal and Compliance Officer to navigate the intricate legal and regulatory frameworks of our operational territories, including South Africa, the rest of Africa, the UK, and the US. Your role will be fundamental in providing expert legal advice, mana