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Compliance Risk Compliance Jobs in Sandton, Gauteng

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Risk & Compliance Officer

 FreerecruitKempton Park

regulatory / legislative compliance reporting. Foster a risk and compliance awareness culture •Conduct


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Compliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg

 Ba PersonnelSandton

and minimize the compliance risks identified in business by implementing compliance risk management process Experience in drafting Compliance Risk Management Plans and conducting Compliance monitoring


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Guidance Officer Sandton

 Ba PersonnelSandton

and minimize the compliance risks identified in business by implementing compliance risk management process Experience in drafting Compliance Risk Management Plans and conducting Compliance monitoring


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Senior Associate

Sandton

  1. Compliance and Risk Management:

    Onboarding Officer Sandton

     Dante Group Pty LtdSandton

    Risk and Compliance Department, reporting to the General Counsel, Head of risk and Compliance SANDTON


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    Fica Onboarding Officer

     Dante Group Pty LtdSandton

    Risk and Compliance Department, reporting to the General Counsel, Head of risk and Compliance SANDTON


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    Business Enablement - Advice

    Sandton  Monthly

    Responsibilities and expectations but not limited to:
    Advice Review:

    • Internal Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large deals against the advice questionnaires to ensure that all case


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    Sandton

     HeadhuntersSandton

    Reference: PE002324-JO-1 Our client in the Financial Services industry is currently looking to employ a Business Enablement - Advice based in Sandhurst (Sandton). A wonderful career opportunity awaits you. Responsibilities and expectations but not limited to: Advice Review: Internal Review: in conju


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    Business Enablement - Advice

     HeadhuntersSandton

    Reference: PE002324-JO-1 Our client in the Financial Services industry is currently looking to employ a Business Enablement - Advice based in Sandhurst (Sandton). A wonderful career opportunity awaits you. Responsibilities and expectations but not limited to: Advice Review: Internal Review: in conju


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    Business Enablement: Advice And Compliance Review Sandton

     Catch RecruitSandton

    The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to


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