regulatory / legislative compliance reporting. Foster a risk and compliance awareness culture •Conduct
and minimize the compliance risks identified in business by implementing compliance risk management process Experience in drafting Compliance Risk Management Plans and conducting Compliance monitoring
and minimize the compliance risks identified in business by implementing compliance risk management process Experience in drafting Compliance Risk Management Plans and conducting Compliance monitoring
Risk and Compliance Department, reporting to the General Counsel, Head of risk and Compliance SANDTON
Risk and Compliance Department, reporting to the General Counsel, Head of risk and Compliance SANDTON
Responsibilities and expectations but not limited to:
Advice Review:
Reference: PE002324-JO-1 Our client in the Financial Services industry is currently looking to employ a Business Enablement - Advice based in Sandhurst (Sandton). A wonderful career opportunity awaits you. Responsibilities and expectations but not limited to: Advice Review: Internal Review: in conju
Reference: PE002324-JO-1 Our client in the Financial Services industry is currently looking to employ a Business Enablement - Advice based in Sandhurst (Sandton). A wonderful career opportunity awaits you. Responsibilities and expectations but not limited to: Advice Review: Internal Review: in conju
The Business Enablement: Advice Review role is required to manage advice risk in the business by monitoring and driving quality assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis of advice scores and reports (both internally and externally) to