Ysterplaat
Market related
identify and address potential compliance issues, providing guidance to the leadership team to maintain a
collaborate with various departments to educate and train employees on compliance requirements. Your commitment
Fund Selection and Withdrawal cases to various providers
Maintaining and Administering the Representative
ManagersEnsuring all New Wealth Managersare provided with a "Starter Pack" (e.gRep Disclosures
contracts including terms of business with various providersOngoing compliance monitoring and onboarding
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