and is an FSCA registered representative and no longer under supervision and registered for Cat1 products relevant role within financial markets Registered with FSCA as a registered representative no longer under supervision
and is an FSCA registered representative and no longer under supervision and registered for Cat1 products relevant role within financial markets Registered with FSCA as a registered representative no longer under supervision
compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualificatio n such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer, in the possession
compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualificatio n such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer, in the possession
and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held by staff in an asset management compliance officer role Registered with FSCA or under supervision as a FAIS Cat2
and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset and within appropriate methodologies Regulatory register maintenance Ensuring compliance is held by staff in an asset management compliance officer role Registered with FSCA or under supervision as a FAIS Cat2
the Representative Register Maintaining and Administering the Competency Register (e.g. CPD and Supervision
the Representative Register Maintaining and Administering the Competency Register (e.g. CPD and Supervision
a Financial Accountant. Are you SAIPA / SAICA registered and are you seeking a new opportunity? If so
a Financial Accountant. Are you SAIPA / SAICA registered and are you seeking a new opportunity? If so