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Compliance Administrator Ysterplaat
Ca Financial Appointments
Ysterplaat
Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter declarations have been sent and received Assisting new Para-planners with pre-checking and training on Client clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
share this job on whatsappCompliance Administrator Market Related
Ca Financial AppointmentsYsterplaat
Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter declarations have been sent and received Assisting new Para-planners with pre-checking and training on Client clients when a Private Wealth Manager resigns Assisting Compliance Manager with complaint investigation Requirements: 5 years Onshore experience in the wealth management industry, with Offshore experience (advantageous)
Financial Accountant Cape Town
Ca Financial AppointmentsCape Town Region
seeking a new opportunity? If so please apply. Responsibilities: Review the monthly management reportsand provide reasons for variances. Compile the monthly management reports for all subsidiaries. Maintaining monthly Review the journals,reconciliations and OPS management reports compiled by the junior financial accountant Review monthly and weekly payments to suppliers. Manage and liaise with the auditors on the yearly auditfor with ad-hoc projects asrequired by the financial manager or Operations department. Requirements: BComfinancial
Financial Accountant Market Related
Ca Financial AppointmentsCape Town Region
seeking a new opportunity? If so please apply. Responsibilities: Review the monthly management reportsand provide reasons for variances. Compile the monthly management reports for all subsidiaries. Maintaining monthly Review the journals,reconciliations and OPS management reports compiled by the junior financial accountant Review monthly and weekly payments to suppliers. Manage and liaise with the auditors on the yearly auditfor with ad-hoc projects asrequired by the financial manager or Operations department. Requirements: BComfinancial
Risk Lead Green Point
Ca Financial AppointmentsGreen Point
are optimal and Risks are eliminated across all new implementations - Provide assurance that pre-implementation exposures. - Work closely with other teams and managers in other locations to share key initiatives and controls and controls automation. - Provide risk management support and guidance to the project team, business implementation, Risks and Control - Proactive management and participation in the assessment of ethics ethics, compliance and commercial risks - Project management skills see Duties & Responsibilities
Compliance Officer Market Related
Ca Financial AppointmentsYsterplaat
Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Treating Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance
Compliance Officer Ysterplaat
Ca Financial AppointmentsYsterplaat
Fit and Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address Treating Clients Fairly, Risk Management Policy Complaints management Establish a culture of compliance
Financial Accountant Cape Town
Ca Financial AppointmentsCape Town Region
team, responsible for managing accounting transactions and preparing management accounts for the group's group's largest entity. Reporting to the Financial Manager, this role involves interaction with various business Responsibilities : Responsible for the financial management of the main entity in the group Responsible for Register Manage inventory Assist the Financial Manager with ad hoc tasks Prepare monthly Management Accounts statutory and other regulations with the Compliance Manager`s assistance Support the annual budget preparation
Compliance Officer Cape Town
Ca Financial AppointmentsCape Town Region
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
Compliance Officer Market Related
Ca Financial AppointmentsCape Town Region
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely closely with the Regulatory Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management experience. Exciting role to not only ensure Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
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