is checked by supervisor on re-imbursement Safe guarding of petty cash at all times Preparation of monthly
monthly journal entries and maintain fixed asset registers. • Prepare monthly profit and loss statements • Secures financial information by completing data base backups. • Maintains financial security by following
and Representatives o Create skills register. o Manage skills register deadlines e.g., 1yr to complete exam (repeat) (Everest Wealth only) Policies, plans and registers. Pack: Create, maintain, implement, and train only) Registers · Risk register · Mandate breach register · Personal Account trading register · Continuous Development register · Conflict of Interest register · Replacement register · Complaints register. · Gift Gift register · Advertising register · Competence register Controls (other ) · Non advice givers declaration
and Representatives o Create skills register. o Manage skills register deadlines e.g., 1yr to complete exam (repeat) (Everest Wealth only) Policies, plans and registers. Pack: Create, maintain, implement, and train only) Registers · Risk register · Mandate breach register · Personal Account trading register · Continuous Development register · Conflict of Interest register · Replacement register · Complaints register. · Gift Gift register · Advertising register · Competence register Controls (other ) · Non advice givers declaration
compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualification such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer In the possession
compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualification such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer In the possession
compliance irregularities or areas of concern • Review, register and resolve complaints received from clients • • Maintain the key individual / representative register • Ensure compliance records are up to date • Review qualification such as B Com Law or equivalent • Must be a registered and FSCA Compliance Officer, in the possession
compliance irregularities or areas of concern • Review, register and resolve complaints received from clients • • Maintain the key individual / representative register • Ensure compliance records are up to date • Review qualification such as B Com Law or equivalent • Must be a registered and FSCA Compliance Officer, in the possession
experience within Insurance sector - Must be a registered and FSCA Compliance Officer, in the possession compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualification such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer, in the possession
experience within Insurance sector - Must be a registered and FSCA Compliance Officer, in the possession compliance irregularities or areas of concern Review, register and resolve complaints received from clients Maintain Maintain the key individual / representative register Ensure compliance records are up to date Review qualification such as B Com Law or equivalent Must be a registered and FSCA Compliance Officer, in the possession