system, diarizing correspondence, e nsuring that all FICA documentation is obtained and filed for compliance
system, diarizing correspondence, e nsuring that all FICA documentation is obtained and filed for compliance
f reception duties
appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business with any compliance Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial
appropriate compliance culture Regulatory reporting (FICA, FAIS etc.) Assisting the business with any compliance Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets, JSE Rules, Financial
in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and
in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and in the financial services industry Knowledge of FICA, FAIS and relevant legislation, regulations and
only) of treasury department. 8. Assist with the FICA process of treasury clients. 9. Distribution of daily / monthly basis by using CapIQ The Bank Act, FICA, FAIS and Exchange Control regulation impact on by the procedure policy of RMS. Exchange Control, FICA and FAIS compliance are overriding. 7.2. Decision
only) of treasury department. 8. Assist with the FICA process of treasury clients. 9. Distribution of daily / monthly basis by using CapIQ The Bank Act, FICA, FAIS and Exchange Control regulation impact on by the procedure policy of RMS. Exchange Control, FICA and FAIS compliance are overriding. 7.2. Decision
& prepare quotations Preparing meeting files, FICA, Applications, etc. Switches Redemptions Monitor