Management and Business development experience Highly Negotiable
Degree (preferable) Regulatory Exam (RE exam) (highly advantageous) Requirements: Laptop Clear credit
Group Compliance department is looking for a knowledgeable, self-starter to join their team as a Compliance Manager (Senior) to assist effectively and productively in managing its responsibility to comply with all the regulatory requirements and minimise the compliance risks identified in business.
Globally, is known for attracting and representing high caliber candidates. Our clients are diverse Leaders all business sectors. Excellent opportunity for a highly experienced COMPLIANCE OFFICER. Knowledgeable of applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and applicable Codes of Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and the FSCA, or under supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications:
Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements: Minimum of a completed
Intermediary Services Act, as required for Cat 2 and Cat 2A FSP
Requirements:
Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements: Minimum of a completed
(experience as appointed compliance officer for CAT III license preferred)
experience as an appointed compliance officer for CAT III license preferred.
recognised in terms of FAIS. Admitted attorney of the High Court of South Africa. 8 – 10 years' experience Compliance Management. Member of CISA. FSCA approved CAT 1 Compliance Officer. CURA software experience. R650k-R800k