situated in Johannesburg has a vacancy for a Compliance Administrator.
The key areas of
Skills:
Experience with working as a Compliance Administrator:
Good communication skills
standardised responses to basic queries
<
Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind effective service delivery to clients. The Pre-Compliance Specialist will be responsible for the following: following: • Become an expert in the import and export compliance requirements of specific regions • Managing supplier across our global network • Checking supplier compliance capabilities and costings • Ensuring the timely Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind
Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind effective service delivery to clients. The Pre-Compliance Specialist will be responsible for the following: following: • Become an expert in the import and export compliance requirements of specific regions • Managing supplier across our global network • Checking supplier compliance capabilities and costings • Ensuring the timely Pre-Compliance Specialist will be responsible for understanding and executing the the compliance behind
standardised responses to basic queries Basic compliance management administration Skills: Good communication
platforms, aligning the prescribed methodology - Compliance to ISO standard clauses - Coordination or reporting coordinate documentation upload on Sharepoint 2. Compliance to ISO standard clauses - Scope verification verification and policy updates - Objective and Risk Register compliance - Audit planning and execution management Management requirements establishing desired output - Risk Registers request, verification and upload - Audit
platforms, aligning the prescribed methodology - Compliance to ISO standard clauses - Coordination or reporting coordinate documentation upload on Sharepoint 2. Compliance to ISO standard clauses - Scope verification verification and policy updates - Objective and Risk Register compliance - Audit planning and execution management Management requirements establishing desired output - Risk Registers request, verification and upload - Audit
The QA will be responsible for checking all compliance documents, applications, quotes and supporting for any discrepancies, omissions, errors or non-compliance, for their allocated panel of brokers as well all investment fund selections as well as from a risk product perspective. Comparative quotes with Discovery the benefits of the proposal. A fully completed compliance pack with detailed record of advise to clients etc space 2 years of previous Paraplanner or Compliance or Quality experience within Financial Services
The QA will be responsible for checking all compliance documents, applications, quotes and supporting for any discrepancies, omissions, errors or non-compliance, for their allocated panel of brokers as well all investment fund selections as well as from a risk product perspective. Comparative quotes with Discovery the benefits of the proposal. A fully completed compliance pack with detailed record of advise to clients etc space 2 years of previous Paraplanner or Compliance or Quality experience within Financial Services