in the Wealth industry is seeking a Compliance Officer to join their team to oversee the Group Compliance stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address
in the Wealth industry is seeking a Compliance Officer to join their team to oversee the Group Compliance stakeholders, key individuals, and external compliance officers To identify and brief key individuals and exco Proper checks for New Wealth Managers Ensuring all New Wealth Managers are provided with a "Starter Pack" Regular risk assessments and updates to Risk Management and Compliance Policy: such as identifying potential potential compliance risk and actively advising management to implement proper compliance program to address
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current current, relevant asset management experience. Exciting role to not only ensure compliance implementation Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
Our client, a top investment management team, seeks a Compliance Officer to join them. Role works closely Compliance Manager and seeks a suitably qualified Cat2 or Cat2A registered compliance officer with current current, relevant asset management experience. Exciting role to not only ensure compliance implementation Responsibilities: Develop and implement compliance risk management plans Compliance monitoring as required and within non-compliance issues Be knowledgeable on asset management legislation, FICA, POPIA, FAIS, Financial Markets
team, responsible for managing accounting transactions and preparing management accounts for the group's group's largest entity. Reporting to the Financial Manager, this role involves interaction with various business Responsibilities : Responsible for the financial management of the main entity in the group Responsible for Register Manage inventory Assist the Financial Manager with ad hoc tasks Prepare monthly Management Accounts statutory and other regulations with the Compliance Manager`s assistance Support the annual budget preparation
young and dynamic SAIPA qualified Account Manager to manage the accounting portfolio and perform outsourced send me your CV today Responsibilities: Build and manage client relationships and ensure compliance Supervise Supervise bookkeeping function Plan and manage all client deliverables i.e. all inter-functional activities VAT recons and related returns Prepare monthly management accounts and annual financial statements Pro-actively E-filing knowledge CaseWare experience Strong MS Office and MS Excel skills Please note if you have not
knowledge at an intermediate level - This is an office based position Please note if you have not heard
monthly management reportsand provide reasons for variances. Compile the monthly management reports for Review the journals,reconciliations and OPS management reports compiled by the junior financial accountant Review monthly and weekly payments to suppliers. Manage and liaise with the auditors on the yearly auditfor with ad-hoc projects asrequired by the financial manager or Operations department. Requirements: BComfinancial
monthly management reportsand provide reasons for variances. Compile the monthly management reports for Review the journals,reconciliations and OPS management reports compiled by the junior financial accountant Review monthly and weekly payments to suppliers. Manage and liaise with the auditors on the yearly auditfor with ad-hoc projects asrequired by the financial manager or Operations department. Requirements: BComfinancial
exposures. - Work closely with other teams and managers in other locations to share key initiatives and controls and controls automation. - Provide risk management support and guidance to the project team, business implementation, Risks and Control - Proactive management and participation in the assessment of ethics ethics, compliance and commercial risks - Project management skills see Duties & Responsibilities