mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund
mitigate risk for the company by ensuring that advisors are providing suitable advice to clients, according all advisors are Fit and Proper, and relevant documentation is completed in order for the advisors to Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund
Dynamic fintech team servicing international clients seeks an Accounting Graduate to join their team operations team within the Shared Services hub of a group of financial services companies. This growing business attention to detail Keen interest in the financial services / fintech industries Please note that if you have
team of an established and respected financial services business at their group level. This role will remunerations / rewards role within financial services or the rewards consulting space Excellent relationship
team of an established and respected financial services business at their group level. This role will remunerations / rewards role within financial services or the rewards consulting space Excellent relationship
articles experience with a Big 4 firm Financial Services experience is advantageous Excellent communication
5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant
5 years compliance experience in the financial services industry Knowledge of FICA, FAIS and relevant
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund