looking for a Compliance Officer to join their team. This role is responsible for the compliance support and
and implementation of risk and compliance policies and procedures for the company.
Responsibilities:
looking for a Compliance Officer. To assist the client regionally with Virtual Compliance, Risk Management to the compliance requirements as dictated by the FSCA To effectively deliver quality compliance and risk possible) Compliance registered Officer with the FSCA Or Minimum 5-year experience in compliance or risk services industry A good working knowledge of compliance legislation viz FICA and FAIS
George, Western Cape is looking for a Compliance Officer.
The person will be working
To assist the client regionally with Virtual Compliance, Risk Management, Implementation, and other Sales
Sales Projects
understanding of the compliance role within the business. The temporary Compliance Officer will report to the Testing
Complete testing as per the compliance monitoring programme
Log findings
Completing and reflect Company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers
problem solving
Practical experience with MS Office and an ability to adapt to bespoke systems
A
efficient control and monitoring of all risk and compliance management activities REQUIRED MINIMUM WORK EXPERIENCE assurance on the Fund’s level of risk compliance •Incorporate compliance awareness into the businesses culture with the design and implementation of a formal compliance programme i.e. establish and implement frameworks; regulatory / legislative compliance reporting. Foster a risk and compliance awareness culture •Conduct •Conduct risk and compliance awareness campaigns throughout the Fund. •Co-facilitate awareness programmes with
individual to fill the Risk and Compliance Officer position in the Risk and Compliance Department. A specialist and who has the ability to ensure FAIS and FICA compliance is met. Someone who fully understands the Financial risk and compliance framework as well as provide assurance on industry and regulatory compliance programs Specialist (CAMS) will be an added advantage 2-5 years compliance-related experience Experience in the insurance FICA, TCF, PoPIA. Knowledge and understanding of compliance risk management principles. Knowledge and understanding
looking for a Compliance Officer. To assist the client regionally with Virtual Compliance, Risk Management to the compliance requirements as dictated by the FSCA To effectively deliver quality compliance and risk possible) Compliance registered Officer with the FSCA Or Minimum 5-year experience in compliance or risk services industry A good working knowledge of compliance legislation viz FICA and FAIS
You've been instrumental in setting up a compliance framework within financial services and found your environments and have a strong background in compliance and risk management. What you'll be doing (and
looking for a Compliance Officer to join their team. This role is responsible for the compliance support and of risk and compliance policies and procedures for the company. Responsibilities: Compliance reporting changes required FSP license changes as needed Compliance monitoring; review of client advisory and investment
You've been instrumental in setting up a compliance framework within financial services and found your environments and have a strong background in compliance and risk management. What you'll be doing (and