industry is seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company
Responsibilities:
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term
Responsibilities:
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
Are you and experienced and established Senior Compliance professional with exposure to international regulations regulations and a solid track record in managing compliance frameworks and programs? My client, a multinational qualified and experienced Compliance Manager to join their ever-growing Compliance Department. The successful individual who has advanced experience leading compliance programmes in South Africa and the rest of Africa initiated compliance engagements and programmes and has experience with ethics and compliance risks. Duties:
on existing customer dealings and investigate compliance-related issues, or breaches
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experienced FINANCIAL CRIME COMPLIANCE OFFICER AML. The Financial Crime Compliance Officer primary purpose to business on new and ongoing Financial Crime compliance obligations as it relates to Acts, directives Centre on the GoAML platform. Reporting on non-compliance incidents and breaches. Support management in in the maintenance of the Risk Management and Compliance programme, Policies and Risk Assessment. Assist effectively. Monitoring and assurance: Participating in compliance monitoring and testing activities to assess the
understanding of the compliance role within the business. The temporary Compliance Officer will report Testing
Complete testing as per the compliance monitoring programme
Log findings
Completing and reflect Company values
Monitoring the Compliance and Sanctions inboxes
Updating of registers
regulatory codes, the eagle-eyed guardian of compliance, and the secret agent of all things regulatory of cracking a secret code, if keeping tabs on compliance is your superpower, then listen up, fellow rule-followers rule-followers We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our clients together Responsibilities and Contributions: Ensure compliance with relevant licenses, initiating and contributing of Compliance Requirement Universe. Review critical MI policies related to regulatory compliance. Assist