You're an Administrator, with a knack for managing compliance-related tasks. Is this you? You are a detailed you've gained some experience within the FAIS compliance environment and you're ready to take the next internal compliance team. Your responsibilities will include assisting in the preparation of compliance documents maintaining records and registers, and coordinating compliance projects. You'll also contribute to the development development and implementation of compliance training programs. Where you'll be doing it The company is a
establish the effectiveness of the company's compliance and programs in accordance with established standards
standardised responses to basic queries
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Responsibilities:
Administration:
looking for a Company Services & Compliance Officer to join their team.
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
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We have a position for an HR, Payroll & Compliance Officer based in the Pietermaritzburg area. Providing application and monitoring of disciplinary action and compliance to either company procedure or Code of Good Practice