Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
Responsibilities:
Administration:
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
requirements and minutes of meetings. Assist the Head of Compliance and Governance in performing secretariat the companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board electronic uploads done in a timely manner. Assist the Head of Compliance and Governance with co-ordination and Preparation of Board resolutions. Assist the Head of Compliance and Governance in performing secretariat the companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board
with POPIA
& Compliance Specialist will assist the Head: Risk & Compliance who is responsible for Risk & when required.
Overall assisting with the management of the compliance strategy, framework and plans managed.
Assisting with implementation, roll out and management of risk & compliance management are trained as required.
Assisting to embed a structured compliance risk management process to identify
requirements and minutes of meetings. Assist the Head of Compliance and Governance in performing secretariat the companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board electronic uploads done in a timely manner. Assist the Head of Compliance and Governance with co-ordination and Preparation of Board resolutions. Assist the Head of Compliance and Governance in performing secretariat the companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board
SharePoint
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and revision control standards and assisting with ensuring compliance.
Assist with the implementation
for month end processes and assist in capturing of data Ensure compliance, corporate governance, procedures