Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
Responsibilities:
Administration:
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
with POPIA
FICA Compliance with POPIA Assist with compliance training Assist with Compliance risk framework development development Assist with various compliance and legal administration duties. Relevant experience from within
& Compliance Specialist will assist the Head: Risk & Compliance who is responsible for Risk & when required.
Overall assisting with the management of the compliance strategy, framework and plans managed.
Assisting with implementation, roll out and management of risk & compliance management are trained as required.
Assisting to embed a structured compliance risk management process to identify
running compliance-related projects and assisting with website compliance. Your commitment to upholding high matters. Assist with Regulatory Submissions such as AUM Declarations and Third Party Compliance Confirmations and run compliance related projects. Assist with website compliance and Key Risk Framework development
running compliance-related projects and assisting with website compliance. Your commitment to upholding high matters. Assist with Regulatory Submissions such as AUM Declarations and Third Party Compliance Confirmations and run compliance related projects. Assist with website compliance and Key Risk Framework development
with preparing annual budgets
international audit. Assistance with the Internal Audit function. B-BBEE compliance and quarterly reporting Preparation of technical working papers. Assistance with ESG compliance. Detail-oriented and organized. Strong