Requirements : - Relevant Legal / Commercial / Audit qualification - Compliance Practitioner (CPRAC) (CPRAC) Qualification - 5 years compliance / Risk Management related experience - Market analysis research - implementing compliance policies and procedures Should you meet the above requirements and want to make
attention to detail and understand regulatory compliance inside out? Here's an exciting chance for
COMPLIANCE MANAGER
The firm wishes to employ a compliance practitioner with knowledge to oversee and manage the various compliance requirements impacting the firms operations.
RESPONSIBILITIES
a) Keep the Regulatory Universe
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
As a Compliance Specialist, you will be staying ahead of regulations globally, establishing robust controls controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining implement a compliance process in line with generally accepted compliance practice. Implement a compliance monitoring monitoring programme to identify and improve areas of compliance weakness and to ensure that there are adequate and monitor and update when required. Ensure that regulatory compliance in the Group gets the necessary
seeking a Compliance Officer to join their team to oversee the Group Compliance requirements implementing develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and and train employees on compliance requirements. Your commitment to upholding the highest ethical standards
situated in Johannesburg has a vacancy for a Compliance Administrator.
The key areas of
Skills:
Experience with working as a Compliance Administrator:
Good communication skills
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company
Responsibilities:
Requirements:
you! A well established company is seeking a Compliance Administrator to join their team, please see see below for further details:
Requirements:
recruiting for a Category II Compliance Officer position. Reporting to the Head: Compliance. You will overall be regulations and to drive quality assurance and compliance adherence in the Adviser offices (long- and short-term
Responsibilities: