Audit Management Approved Audit Plan. Audits conducted. Number of findings. Audit schedule. Audit reports. Closed audit. Monthly audit reports. Document Management and Control IQSMS audit report. System user access audit report. Management Reporting Monthly report. Auditing Skills Ability to apply a
Compliance Officer This vacancy has been created within our client's risk and compliance team, based articles. Key responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business
Compliance Officer This vacancy has been created within our client's risk and compliance team, based articles. Key responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business
Recruiting for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII
is currently recruiting for a Category II Compliance Officer position. You will overall be responsible drive quality assurance and compliance adherence in the PSG Adviser offices (long- and short-term assurance manuals • Conduct and report on compliance audits at Adviser offices Competencies required: • Interpersonal equivalent • Must be a registered and FSCA Compliance Officer, in the possession of all appropriate SAIFM
Team Leader, you will oversee a team of compliance officers and ensure that the team follows our company processes. The Compliance Team Leader will work closely with the Chief Operation Officer and the Compliance activities. 70-80% spent in the role of a Compliance Officer Manage and support our clients with compliance
Team Leader, you will oversee a team of compliance officers and ensure that the team follows our company processes. The Compliance Team Leader will work closely with the Chief Operation Officer and the Compliance activities. 70-80% spent in the role of a Compliance Officer Manage and support our clients with compliance
AHEQ/Compliance Officer Dynamic, progressive Company based in Vereeniging Minimum 3 years relevant experience
AHEQ/Compliance Officer Dynamic, progressive Company based in Vereeniging Minimum 3 years relevant experience
& reporting new hazards to the EHSQ & Compliance Officer.