Midrand
R 750 000 – R 850 000 per annum
Our client is seeking a Category II Compliance Officer to join their team. This position reports to
procedures and manuals.
Conduct compliance audits at Adviser offices and report findings.Qualifications
Law or equivalent.
Registered FSCA Compliance Officer (CAT II).RE 1 and RE 3 certifications
corporate compliance and working with Financial Advisers/Planners.Proficiency in MS Office.
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Midrand
R 450 000 – R550 000 per annum
Our client is seeking a Category I Compliance Officer to join their team in Midrand. Reporting to
ensuring quality assurance and compliance within the client's offices, which include long-term and
procedures and manuals.
Conduct compliance audits at Adviser offices and report the findings.Qualifications
BCom Law or LLB.
Registered FSCA Compliance Officer (CAT I).RE 1 Certificate.1
corporate compliance and working with Financial Advisers/Planners.Proficiency in MS Office.
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Express Employment Professionals Sa - Midrand
Midrand
documentation and compliance records. Project manage the renovation and upgrade of HQ Offices. Manage all preventative
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