Our ideal candidate demonstrates an ability to provide administrative and functional support to the Senior Manager Risk and Compliance in the performance of compliance related to legislation, policies and internal processes and procedures. · Co-ordinate and maintain compliance functions · Develop
current policies and financial insights. The Compliance Officer will oversee developing and overseeing standards standards and best practices. In addition, the Compliance Officer will oversee assessing and comprehending keep risk at tolerable levels. The ideal Compliance Officer provide direction and oversight, as well
Our ideal candidate demonstrates an ability to provide administrative and functional support to the Senior Manager Risk and Compliance in the performance of compliance related to legislation, policies and internal processes and procedures. · Co-ordinate and maintain compliance functions · Develop
current policies and financial insights. The Compliance Officer will oversee developing and overseeing standards standards and best practices. In addition, the Compliance Officer will oversee assessing and comprehending keep risk at tolerable levels. The ideal Compliance Officer provide direction and oversight, as well
Description: Hire Resolve's client is looking for a Compliance Officer/Administrator or Programme Administrator programmes and projects within the organization. Compliance Officer/Administrator Responsibilities Assist in management Requirements: Requirements for Compliance Officer/Administrator Bachelor's degree in Law, Business
Description: Hire Resolve's client is looking for a Compliance Officer/Administrator or Programme Administrator programmes and projects within the organization. Compliance Officer/Administrator Responsibilities Assist in management Requirements: Requirements for Compliance Officer/Administrator Bachelor's degree in Law, Business
assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
assurance and adherence to internal compliance requirements in Advisor offices. Including in-depth analysis Review: in conjunction with the external compliance officers audit Partner Directed Advice cases and large Manage the relationship with the external compliance officers and analyse compliance reports received from Monitoring team tasks (advice monitoring and Compliance Officer tasks) to ensure that risks identified are
and certifications (experience as appointed compliance officer for a CIS Manco preferred) CISCA specialist
and certifications (experience as appointed compliance officer for CAT III license preferred) Strong preference