attention to detail and understand regulatory compliance inside out? Here's an exciting chance for
COMPLIANCE MANAGER
The firm wishes to employ a compliance practitioner with specialist knowledge to oversee and manage the various compliance requirements impacting the firms operations.
RESPONSIBILITIES
a) Keep the Regulatory Universe
CFP RE1 and RE5 10 - 15 years experience in the Compliance Space Extensive knowledge of legislation in the
As a Compliance Specialist, you will be staying ahead of regulations globally, establishing robust controls controls and procedures for compliance across all jurisdictions. Supporting Corporate governance and refining refining policies, ensure integrity across our group and subsidiaries, ensuring regulatory excellence implement a compliance process in line with generally accepted compliance practice. Implement a compliance monitoring monitoring programme to identify and improve areas of compliance weakness and to ensure that there are adequate
Nature, Spring, Albert Heijn
a leader in the Wealth industry is seeking a Compliance Administrator to mitigate risk for the company p>
seeks a Compliance Officer to join them. Role works closely with the Regulatory Compliance Manager and a suitably qualified Cat2 or Cat2A registered compliance officer with current, relevant asset management not only ensure compliance implementation, but also ensuring a culture of compliance across the business i>Develop and implement compliance risk management plans
are looking for:
An experienced legal secretary to provide administration and coordination
closing of legal files in accordance with the legal practice;
Identify and manage legal risks in existing operating businesses and partnerships Identify and manage IP) on acceptable terms and manage risks Provide legal advice to the business regarding the bank's rights arrangements (including ICT and IP) and related legal matters Provide advice when disputes arise Manage regulatory and compliance) experience Corporate governance experience Able to convey legal advice clearly IP) Provide legal services, advice, transactional work, preparation of documents, legal negotiations
Reference: CPT006946-AD-1 SENIOR LEGAL BOOKKEEPER CAPE TOWN - CBD MARKET RELATED SALARY Minimum requirements: requirements: Minimum of 5 Years experience as a Legal Bookkeeper Experience working on Trust and Business