Investment client seeks a Compliance Officer to join their team. You'll need to have competed services industry compliance experience as listed below. Role reports to their Compliance Manager and works area
COMPLIANCE OFFICER Century City, Cape Town, Western Cape
R400 R450K Services concern is seeking a dynamic Compliance Officer to join their team of professionals.
One develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
Reference: CPT001614-CTBBP-1 Tygervalley Area Compliance Officer (PHASE 1 approved)career opportunity exists Financial Services Group. Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists or Re5 essential 3 years experience in a legal Compliance department ess Long term insurance advantages
financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS management compliance obligations
Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services
essential
3 years experience in a legal Compliance department ess
Long term insurance advantages
based in Belville is seeking to employ a Compliance Officer (Long-Term Insurance, FAIS, FICA) The successful the Senior Manager: Compliance Officer. Duties will include assisting with compliance risk identification identification and compliance management, strategic and operational commentary, monitoring and administrative support support functions to mitigate the risk of non-compliance with legislation and regulations including but management compliance obligations applicable to particular business areas and assess compliance by linking
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
Reference: CPT003217-Ash-2 Join our team as a Compliance Officer and be at the forefront of ensuring operational this pivotal role, you will handle all urgent compliance matters, ensuring our operations run smoothly candidates through the registration process, ensuring compliance with regulatory standards. Screening and Interviews: and provide accurate information. Audits and Compliance: Assist in audits and ensure adherence to organisational qualification required. Minimum 2 years in HR, compliance, or client service roles. Strong attention to
assessments which establish the effectiveness of compliance and programs in accordance with established standards