Assistant Group Fais Compliance Officer Jobs in South Africa
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Regulatory Compliance Specialist (fais & Long
Accredited Resource Consulting Services
Centurion
Company Overview: A leading financial services group is dedicated to helping individuals and businesses Role Purpose: The Regulatory Compliance Specialist is tasked with assisting in implementing and maintaining ensure compliance with relevant acts and regulations. Reporting to the Head of Regulatory Compliance, this pivotal part in providing assurance on regulatory compliance within the organization and the broader ecosystem ecosystem. The Ideal Candidate must have experience in FAIS and Long Term insurance and Experience in a Unit
share this job on whatsappCompliance Officer
Cape Town City Centre
Market related
looking for a Compliance Officer to join their team. This role is responsible for the compliance support and
and implementation of risk and compliance policies and procedures for the company.
Responsibilities:
- Compliance reporting on behalf of business unit; internal and toring of existing legislative changes
- Assist with documentation of processes and procedures needed
- Compliance monitoring; review of client advisory and investment implementation records (FAIS and
Compliance Officer
Jean-mari Hellig ConsultEden
looking for a Compliance Officer. To assist the client regionally with Virtual Compliance, Risk Management to the compliance requirements as dictated by the FSCA To effectively deliver quality compliance and risk possible) Compliance registered Officer with the FSCA Or Minimum 5-year experience in compliance or risk industry A good working knowledge of compliance legislation viz FICA and FAIS
Compliance Officer
George
George, Western Cape is looking for a Compliance Officer.
The person will be working Responsibilities
- To assist the client regionally with Virtual Compliance, Risk Management, Implementation other Sales Projects
- Adherence to the compliance requirements as dictated by the FSCA
- To FSCA
- To effectively deliver quality compliance and risk management service to our clients at a regional level Category I (Category ii if possible) Compliance registered Officer with the FSCA Or
- Minimum
Compliance Officer
Centurion
25 000 Monthly
Tertiary business qualification essential
Registration as a Skills Development Facilitator
Research, analysis and organisational skills essential
5 Years experience as a Skills Development Facilitator
Solid understanding of grant applications and processes
Proven track recor
Group Legal And Compliance Manager
Johannesburg
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- Ad hoc contract drafting and reviews for the Group (including negotiation of terms in most instances)
- legal/ instances)
- legal/ commercial advise to GMs across the group pertaining to interpretation of existing contractual cancellation notices/ addenda)
- Running KYC processes with banks
- Ad
- Attendances with Gambling Board from time to time (compliance audits, queries etc.)
- Responses to Gauteng
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- Running with administrative elements of quarterly Group and subsidiary board meetings (prepping agenda,
- Running with administrative elements of quarterly Group and subsidiary board meetings (prepping agenda,
Compliance Assistant
Dante Group Pty LtdSouth Africa
CPT006892-LD-1 COMPLIANCE ASSISTANT SOMERSET WEST R22 000 CTC Minimum requirements: Assist in monitoring monitoring compliance with applicable legislation and internal requirements Assist in promoting, implementing implementing and maintaining compliance standards and procedures that enable employees to act in a compliant manner improve or enhance business processes/procedures Assist in the proper establishment and maintenance of resolution of compliance breaches and other regulatory issues Help identify non-compliances as to identify
Regulatory Compliance Specialist (fais & Long Term Insurance)
Centurion
45000.00 Monthly />
- Maintains Compliance Requirement Universe, ensuring accuracy.
- Reviews policies for compliance and aids aids in Compliance Monitoring Plans.
- Manages breach processes for timely resolution.
- Facilitates
- Provides compliance support and training.
- Offers guidance on compliance matters.
- Submits applications to regulators.
- Supports compliance in business projects.
- Coaches junior
evant Compliance qualifications and certifications (experience as appointed compliance officer for CAT
Compliance Manager- Monitoring Group Neg
Ba PersonnelSandton
Excellent opportunity for a highly experienced COMPLIANCE MANAGER - MONITORING. Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders conducted in compliance with the highest compliance obligations. Continuously contribute to the Group Compliance
Compliance Officer (fintech) Neg
Nj Placement ConsultingSouth Africa
current policies and financial insights. The Compliance Officer will oversee developing and overseeing standards standards and processes to guarantee that compliance programmes across the organization are effective standards and best practices. In addition, the Compliance Officer will oversee assessing and comprehending including the risk of failing to meet regulatory compliance obligations, and then developing policies, procedures levels. The ideal Compliance Officer provide direction and oversight, as well as assisting the team in assessing
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