Investment client seeks a Compliance Officer to join their team. You'll need to have competed services industry compliance experience as listed below. Role reports to their Compliance Manager and works ilities:
COMPLIANCE OFFICER Century City, Cape Town, Western Cape
R400 R450K Services concern is seeking a dynamic Compliance Officer to join their team of professionals.
One develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
Area Compliance Officer (PHASE 1 approved)career opportunity exists with a Financial Services Group. Tygervalley Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services Services Group. Matric essential Degree in Law or Finance or Commerce essential Drivers license, enabling experience in a legal Compliance department ess Long term insurance advantages FAIS FICA Insurance Act and
financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS management compliance obligations
Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services
Services Group.
Matric essential
Degree in Law or Finance or Commerce essential
Drivers
experience in a legal Compliance department ess
Long term insurance advantages
FAIS FICA Insurance
Belville is seeking to employ a Compliance Officer (Long-Term Insurance, FAIS, FICA) The successful applicant the Senior Manager: Compliance Officer. Duties will include assisting with compliance risk identification identification and compliance management, strategic and operational commentary, monitoring and administrative support risk of non-compliance with legislation and regulations including but not limited to FAIS, FICA and Long-Term management compliance obligations applicable to particular business areas and assess compliance by linking
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing successful candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
Reference: CPT003217-Ash-2 Join our team as a Compliance Officer and be at the forefront of ensuring operational this pivotal role, you will handle all urgent compliance matters, ensuring our operations run smoothly candidates through the registration process, ensuring compliance with regulatory standards. Screening and Interviews: staff. Administrative Support: File documents, assist with payroll submissions, and manage CRM data entries provide accurate information. Audits and Compliance: Assist in audits and ensure adherence to organisational
assessments which establish the effectiveness of compliance and programs in accordance with established standards