Compliance Investment Banking Jobs in Durban
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Specialist : Compliance
Durban
functioning of Compliance Function
- Assist the manager to ensure that the compliance function
function is in compliance with law, and industry and regulatory body requirements.
- Promote the prevention
operations in Compliance.
- Ensure that policies and procedures with regards to the Compliance function
specific forums as may be required to represent the Compliance and Regulatory Affairs department.
Responsible for Compliance
- Monitoring and Reporting
- Monitor compliance risk, policies
share this job on whatsappCompliance Specialist
Watershed ConsultingDurban
Our client is seeking a compliance specialist to join their Durban Office team. You should have a completed at least 2 years of working experience in Risk/Compliance management in the insurance sector. Responsibilities effective functioning of Compliance Function Assist the manager to ensure that the compliance function complies operations in Compliance. Ensure that policies and procedures with regard to the Compliance function are required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and Reporting
Personal Assistant (investment Management)
Yates RecruitmentWestville
PA / Admin Assistant with financial services / investment experience. Immediate start and own car essential other claim.eg. Dread Diseases, disability ETC Investments –Checking on fund performance's, exercising fund
Legal Advisor - Risk And Compliance
Sandi Crowther RecruitmentDurban
risk and ensuring compliance is key. The role will primarily involve risk and compliance: Contract perusal an application of the law Interest in Risk and compliance and eager to stay abreast and implement relevant
Legal And Compliance Officer
FreerecruitHyper By The Sea
Legal Documents and to ensure the Company’s Legal Compliance with relevant Legislations. DUTIES Address and as a Legal Advisor or carrying out regulatory compliance Must have Legal Understanding Knowledge of Legal Knowledge of Trust Property Act The post Legal and Compliance Officer appeared first on freerecruit.co.za
Legal Council - Risk And Compliance
Durban
The role will primarily involve risk and compliance: Contract perusal, Intellectual Property and Trademark application of the law
Compliance Specialist Durban
Watershed ConsultingDurban
Our client is seeking a compliance specialist to join their Durban Office team. You should have a completed at least 2 years of working experience in Risk/Compliance management in the insurance sector. Responsibilities effective functioning of Compliance Function Assist the manager to ensure that the compliance function complies operations in Compliance. Ensure that policies and procedures with regard to the Compliance function are required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and Reporting
Certified Financial Planner (cfp)
Innovazi Consulting Pty LtdSouth Africa
The purpose of the Financial Advisor (Investments Specialist) role is to: Assist clients in creating developing strategies to achieve them. This includes investment advice, retirement planning, tax planning, monitoring to achieve those goals. • Investment Management: Recommend suitable investment strategies and products financial objectives. Monitoring and managing investment portfolios to optimize performance and align Tax Planning: Provide guidance on tax-efficient investment strategies and suggest ways to reduce tax liabilities
Certified Financial Planner Cape Town Durban Johanesburg
Innovazi Consulting Pty LtdSouth Africa
The purpose of the Financial Advisor (Investments Specialist) role is to: Assist clients in creating developing strategies to achieve them. This includes investment advice, retirement planning, tax planning, monitoring to achieve those goals. • Investment Management: Recommend suitable investment strategies and products financial objectives. Monitoring and managing investment portfolios to optimize performance and align Tax Planning: Provide guidance on tax-efficient investment strategies and suggest ways to reduce tax liabilities
Finance Controller Ballito
Dynamic Outlook Pty LtdSouth Africa
R45000 reports for retail sites. Financial Control and Compliance •Internal Controls: Establish and maintain internal reporting of the monthly financials. •Compliance: Ensure compliance with financial regulations and standards predetermined margins are tracked and adhered to. Investment Analysis •DCF Models: Perform various Discounted Cash Flow (DCF) models for investment decisions. •Perform a Post investment review. Fixed Asset Management
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