Compliance Investment Banking Jobs in Gauteng
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Market Reference Data And Valuations Analyst - Investments - Maternity Fill (banking - Investments)
Johannesburg
One of the TOP banks in S.A. is seeking an experienced Data and Valuations Analyst to join their team of financial instruments
share this job on whatsappCompliance Guidance Officer: Umbrella Funds, Investment And Cat Iii Experience Neg
Ba PersonnelSandton
for a highly experienced COMPLIANCE GUIDANCE OFFICER: Umbrella Funds, Investment and CATIII experience with and minimize the compliance risks identified in business by implementing compliance risk management process assessment, management, monitoring and reporting of compliance risks that are faced by the relevant stakeholder from time to time. Implementation of the Group Compliance Framework as relevant to the applicable Business accurate pertinent compliance reports Project management in support of compliance requirements, implementation
Compliance Officer/analyst - Investment Industry (experienced Candidates) Market Related
Pss RecruitmentSouth Africa
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes as needed • Compliance monitoring: o Review of client advisory and investment implementation records
Investments Analyst
Attain PeopleJohannesburg
a strong understanding of financial markets, investment products, and financial analysis techniques? transaction execution, researching, analysing investment proposals/pitches to clients, and reviewing
Investment Associate
Johannesburg
R1,000,000 fundamental and technical analysis for the investments to be presented to the Screening IC
Compliance Analyst
The Skills MineJohannesburg
central database including engagement letters and compliance memos accordingly Responsible for linking client
Compliance Analyst
Johannesburg
central database including engagement letters and compliance memos accordingly
Compliance Officer
Johannesburg
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl experience within the financial service, credit and banking environment
Anti-Money Laundering experi
include:
Monitor and Report on Compliance
Document management and control
Contribute
Compliance Officer
Johannesburg
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving policy
Compliance Officer
Johannesburg
35000 Monthly assessments which establish the effectiveness of compliance and programs in accordance with established standards
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