Compliance Officer Equities Jobs in North Johannesburg
- Midrand (271)
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- Network Finance (126)
- Network Finance. (62)
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- Ultra Personnel : Pharmaceutical, Insurance, Engineering (17)
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Risk And Compliance Officer
Network Finance
North Johannesburg
Reference: NFR004063-CAY-1 Are you a seasoned Risk and Compliance wizard? Looking for a new opportunity to grow seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng credit division. You will be expected to ensure compliance with regulatory requirements, internal policies threats and vulnerabilities. Develop and implement compliance policies and procedures. Monitor regulatory developments Train employees on compliance and risk management issues. Investigate compliance breaches and recommend
share this job on whatsappRisk And Compliance Officer
Network FinanceNorth Johannesburg
sector are eagerly looking for a Risk and Compliance Officer to join their team in Pretoria, Gauteng. implement policies and procedures, as well as oversee compliance. Duties and responsibilities include: Risk Management strategies, and implementing risk mitigation plans. Compliance Oversight : Ensure that the organization complies regulatory changes, interpreting compliance requirements, and developing compliance programs. Policy Development behaviour and compliance with regulations. Monitoring and Reporting : Monitor compliance activities within
Equity Analyst
Midrand
Position: Equity Analyst
Location: Midrand
Type:
Overview:
We are looking for an experienced Equity Analyst to join our dynamic team. The ideal candidate
Responsibilities:
- Conduct in-depth equity research and analysis to identify investment opportunities
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- Minimum of 2 years of experience as an Equity Analyst or in a similar role within a wealth management plans, and more.
Compliance Officer Cat Ii | Midrand
Midrand
R 750 000 – R 850 000 per annum Category II Compliance Officer to join their team. This position reports to the Head of Compliance Distribution maintaining quality assurance in the client's offices, which cover long-term and short-term assurance />
- Develop and maintain a comprehensive compliance framework with relevant stakeholders.
- Identify
- Identify and investigate potential compliance breaches and areas of concern.
- Review, register individual/representative register.
- Ensure that all compliance records are accurate and up-to-date.
- Address
Compliance Officer Cat I | Midrand
Midrand
R 450 000 – R550 000 per annum
Category I Compliance Officer to join their team in Midrand. Reporting to the Head of Compliance Distribution
ensuring quality assurance and compliance within the client's offices, which include long-term and
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- Develop and maintain a robust compliance framework in partnership with relevant stakeholders stakeholders.
- Identify and investigate potential compliance breaches and areas of concern.
- Review individual/representative register updated.
- Ensure all compliance records are current and accurate.
- Address
Risk & Compliance Officer Johannesburg North
Network FinanceNorth Johannesburg
Reference: NFR004063-CAY-1 Are you a seasoned Risk and Compliance wizard? Looking for a new opportunity to grow seeking a well-rounded and experienced Risk and Compliance Officer to join their team in Johannesburg, Gauteng credit division. You will be expected to ensure compliance with regulatory requirements, internal policies threats and vulnerabilities. Develop and implement compliance policies and procedures. Monitor regulatory developments Train employees on compliance and risk management issues. Investigate compliance breaches and recommend
Risk & Compliance Officer Johannesburg North
Network FinanceNorth Johannesburg
sector are eagerly looking for a Risk and Compliance Officer to join their team in Pretoria, Gauteng. implement policies and procedures, as well as oversee compliance. Duties and responsibilities include: Risk Management strategies, and implementing risk mitigation plans. Compliance Oversight : Ensure that the organization complies regulatory changes, interpreting compliance requirements, and developing compliance programs. Policy Development behaviour and compliance with regulations. Monitoring and Reporting : Monitor compliance activities within
Equity Analyst Sandton
Rpo RecruitmentSandton
RPO's client is seeking two experienced equity analysts to perform research, analyze, and estimate fair for companies within the South African and Global equity investment universe. The role involves writing reports Requirements 4 – 8 years' experience as an equity analyst in a research-driven company Experience
Compliance Guidance Officer - Group Monitoring Neg
Ba PersonnelSandton
opportunity for a highly experienced COMPLIANCE GUIDANCE OFFICER Group Monitoring Education and experience tertiary education Post-graduate qualification in Compliance Management (advantageous) 6 years' experience change initiatives. Compliance risk monitoring Contribute and review of annual compliance monitoring plan plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant stakeholders control activities are conducted in compliance with the highest compliance obligations. Continuously contribute
Compliance Administrator
Sandton
Market related experience in Business Administration
- Compliance experience and or training
- Attention Literacy:
Excel intermediate
MS Office
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