>Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers To identify and brief key impacts on the business Liaison with external compliance consultants Preparation of board packs and compliance quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Provision of compliance requirements for internal and external audits Oversight of the compliance team responsible
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers To identify and brief key impacts on the business Liaison with external compliance consultants Preparation of board packs and compliance quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Provision of compliance requirements for internal and external audits Oversight of the compliance team responsible