for liaising with the dealerships Verify that the FICA documents are all in place and they comply to the
liaising directly with the dealerships. Verification of FICA documents, all relevant supporting documents are
liaising directly with the dealerships.Verification of FICA documents, all relevant supporting documents are
for liaising with the dealerships Verify that the FICA documents are all in place and they comply to the
Administration of the FICA process in the branch, including reviewing FICA requests, respond to FICA queries and and maintaining FICA registers where relevant; Conduct PEP, PIP, Sanctions and Adverse Media Screening Ensure that all new staff in the branch do the RMCP, FICA and POPIA training and ensure that attendance is Liaise with the Group Compliance office to schedule FICA and POPIA training for the branch when required first point of escalation for basic queries (e.g. FICA and RMCP) by ensuring that the correct information
Resolve client queries in a timeous manner Obtain FICA documentation Must have: Matric 3 - 5 years' client form of tertiary qualification Knowledgeable of FICA Acts and broker business Regulatory knowledge of
3-5 Years Compliance experience managing a team FICA or AML compliance officer experience SOX and Insurance
requirements as well as compliance with FAIS and FICA
Responsibilities :
Act with regulatory requirements such as FIAS & FICA
Tasks: Learn to review account loadings to ensure FICA compliance. Assist in maintaining relevant compliance Support in monitoring high-risk clients and conducting FICA reviews. Gain exposure to updating compliance systems or understanding of compliance regulations (FAIS/FICA/Anti-Money laundering, etc.). Proficiency in Microsoft Tasks: Learn to review account loadings to ensure FICA compliance. Assist in maintaining relevant compliance Support in monitoring high-risk clients and conducting FICA reviews. Gain exposure to updating compliance systems
payment documents