Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure regulatory compliance and risk management in the investment sector backed by a solid understanding of FAIS and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor and report in compliance and risk management within the investments sector, with a solid understanding of FAIS, CISCA skills, attention to detail, and proficiency in MS Office suite are essential. What you'll get In addition
you will have the opportunity to support the investment reporting team both for onshore and offshore reporting. Daily reconciliation of private equity investments, script review and upload into our system along the cause of exceptions in order to resolve. Investment trade coordination: follow up to completion, with 3rd party investment providers (execution team). Ability to manage client investments transactional preparation for cash flow top-ups, ensure custodial fee accounts topped up at all times, assisting with collating
opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable of will play a key role in supporting the company Investments Regulatory Compliance Manager by, implementation supervision, as a FAIS Cat 2 and/or Cat 2A Compliance Officer. Software applications: Basic ability to utilise requirements under supervision of senior compliance officers. Compliance Monitoring: Execute the annual compliance plan under the supervision of senior compliance officer: Regulatory Knowledge and Awareness, as applicable
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure regulatory compliance and risk management in the investment sector backed by a solid understanding of FAIS and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor and report in compliance and risk management within the investments sector, with a solid understanding of FAIS, CISCA skills, attention to detail, and proficiency in MS Office suite are essential. What you'll get In addition
Choice High performing boutique Investment firm. Description Investment Analyst Attractive market related successful boutique investment firm have an excellent opportunity for an Investment Analyst. Join this Write monthly / quarterly sector review reports Investment committee reports Support new business development
your career within the Investment industry? Is this you? You've got your investment-related degree, gained into the real technical admin that makes the investment industry tick. You are meticulous and organized service and have an even bigger passion for the investment world. You thrive in a fast-paced environment execution of banking and investment transactions. From opening and closing accounts to collaborating with users, handling client queries, and reconciling investment positions. You'll enjoy the challenge of managing
qualified Chartered Accountants sought for excellent opportunities within the investment industry, ranging ratings gained from a Big 4 accounting firm. Keen interest in the investment space required and articles
Title: Investment Portfolio Analyst Reports to: Investments Manager Job location: Cape Town Remuneration: recognised • B.Com., B.Bus.Sci, B.Sc. (Maths, Accounting, Statistics, Finance, Engineering, Physics) or Experience • 3 to 5 years of relevant experience in investments • Will be required to be a FAIS compliant representative managers alongside the portfolio managers and investment research teams • Understands the construction portfolios and products that target different kinds of investment objectives • Ensure that portfolios are kept
transactions o Existing business transactions (investments, retirement's, withdrawals, switches, transfers
required, honours advantageous. Passion for the investment industry and building a career in the field required