Investment Solutions Compliance Specialist Jobs in Cape Town Region
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Investment Compliance And Regulatory Reporting Specialist
Cape Town City Centre
30000 Monthly Working closely with the Manager of Risk and Compliance for Manco you will be overseeing and involved in Investment Management, Fund Services, Wealth Management and Retirement Fund solutions
share this job on whatsappInvestment Operations Specialist
Cape Town City Centre
28000 Monthly Required skills necessary for the position:
- Solid understanding of various financial instruments
- Experience gained in Traditional Funds ( Unit Trust / Segregated portfolios)
- Knowledge of the regulations and legislatio
Compliance Officer - Cat I,ii - Investments Neg
Ba PersonnelCape Town Region
BA Personal as a specialist in our field of expertise with extensive experience in placing niche and Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management
Investment Risk And Compliance Officer Market-related
The Talent ExpertsCape Town Region
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding As the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor monitor and report on compliance risks facing the organization. You'll play a key role in conducting file promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies and strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges
Assistant Manager - Recruitment Compliance Specialist
ExlCape Town Region
JOB DESCRIPTION Answers questions to providers related to Benefit Plans, Claims and related topics To communicate effectively for additional information as needed by providers Perform accurate data entry Perform eligibility and benefit verification Create effective, grammatically correct and complia
Investment Consultant
Cape Town City Centre
or client relationship management within the investment industry.
Investment Administrator
Cape Town City Centre
15000 Monthly clients
Investment Analyst
Cape Town City Centre
300 000.00 Annually />
- Financial modelling and analysis.
- Preparing investment papers and reports.
- Assisting with aspects reporting on investments and valuations, with direct exposure to the businesses Partners, the investment process process, the deal team and underlying portfolio investments.
Investment Associate
Cape Town City Centre
Responsibilities include sourcing deals, supporting business development, and maintaining client relationships.
Key Responsibilities:
- Source and maintain client portfolio for deal origination
- Assist in business development initiatives and networking
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