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Junior Investment Compliance Jobs in Cape Town Region

Jobs 1-10 of 1178

Investment Compliance And Regulatory Reporting Specialist

Cape Town City Centre  30000 Monthly

Working closely with the Manager of Risk and Compliance for Manco you will be overseeing and involved position:

Junior It Cybersecurity And Compliance Analyst

Cape Town City Centre

and IRM compliance.

  • Help drive compliance by ensuring actionable plans promote compliance and risk co-ordination of Data Privacy (DP) program ensure compliance with local legislation and regulations by providing Implementation, support and maintenance of IT security compliancy and monitoring technologies and drive action deviations
  • Coordinate action plans on non-compliancy issues with different support areas.
  • Review


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  • Compliance Officer - Cat I,ii - Investments Neg

     Ba PersonnelCape Town Region

    Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,


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    Investment Risk And Compliance Officer Market-related

     The Talent ExpertsCape Town Region

    Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding As the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor monitor and report on compliance risks facing the organization. You'll play a key role in conducting file promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support


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    Investment Risk And Compliance Associate Market-related

     The Talent ExpertsCape Town Region

    Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies and strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges


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    Junior It Compliance Analyst Cpt - Cbd

     Gijima HoldingsCape Town City Centre

    out client is recruiting for a Junior IT Cybersecurity and Compliance Analyst to join the team for a directly to the OCIO Manager and Risk, Security and Compliance Manager. Based in Cape Town. Requirements: Matric IT and IRM compliance. Help drive compliance by ensuring actionable plans promote compliance and risk management co-ordination of Data Privacy (DP) program ensure compliance with local legislation and regulations by providing Implementation, support and maintenance of IT security compliancy and monitoring technologies and drive action


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    Investment Consultant

    Cape Town City Centre

    or client relationship management within the investment industry.


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    Investment Administrator

    Cape Town City Centre  15000 Monthly

    clients

  • Following up with insurers and investment houses to ensure administrative efficiency
  • Keeping processes and status quo
  • Adhering to compliance and practice management standards set out by


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  • Investment Analyst

    Cape Town City Centre  300 000.00 Annually

    />

    • Financial modelling and analysis.
    • Preparing investment papers and reports.
    • Assisting with aspects reporting on investments and valuations, with direct exposure to the businesses Partners, the investment process process, the deal team and underlying portfolio investments.
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    Investment Associate

    Cape Town City Centre

    Responsibilities include sourcing deals, supporting business development, and maintaining client relationships.

    Key Responsibilities:

    • Source and maintain client portfolio for deal origination
    • Assist in business development initiatives and networking

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    Average Annual Salary

    for Junior Investment Compliance jobs in Cape Town Region
    R 353,206