Junior Investment Compliance Jobs in South Africa
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Investment Compliance And Regulatory Reporting Specialist
Cape Town City Centre
30000 Monthly
Working closely with the Manager of Risk and Compliance for Manco you will be overseeing and involved
position:
- Experience gained in Investment Management, Fund Services, Wealth Management
share this job on whatsappJunior Compliance | Cape Town
South Africa
R20 000 - R25 000 in our Compliance Unit.
The successful candidate will carry out the day-to-day Compliance Management
Assist the Compliance Officer in embedding a culture of compliance
Assist ensuring ensuring compliance with laws and provisions that apply to insurers and financial services providers
Responsible for Compliance Monitoring
Report on level of compliance
Present rollouts of compliance related Initiatives
Assist the Head of compliance with regulatory
Junior Compliance Officer Pietermaritzburg
Simply Hr PayrollPietermaritzburg
Firm in Pieterariitzburg is in need of a Junior Compliance Office with a background in Accounting to through contracts Assisting Senior Management with Compliance Giving advice to Staff Members Staff Meetings the Companie and Organisation operate in full compliance with legal regulations and industry-specific valid drivers license 2 - 5 Years experience in Compliance
Junior Compliance Officer
Adams & AdamsSouth Africa
responsibilities Areas of responsibility Assists the compliance manager to identify, assess, advise on, monitor provide training on the compliance risk of the firm. Assists the compliance manager to monitor processes gaps. Assists the compliance manager to evaluate business activities to assess compliance risk. Assists the the compliance manager to identify, investigate, and resolve all activities that are deemed non-compliant non-compliant. Assists the compliance manager to train employees. Keeps abreast of local and international standards
Junior Compliance Administrator Midrand
Csi PropertiesMidrand
leader. Job Summary: The Junior Compliance Administrator will support the compliance team in ensuring that development, implementation, and maintenance of compliance processes and providing administrative support smooth operation of compliance-related activities. Key Responsibilities: Compliance Monitoring: Assist ensure compliance with applicable laws and regulations. Support the implementation of compliance programs up-to-date records of all compliance-related activities. Ensure that all compliance documentation is properly
Junior It Cybersecurity And Compliance Analyst
Cape Town City Centre
and IRM compliance.
Compliance Officer - Cat I,ii - Investments Neg
Ba PersonnelCape Town Region
Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella funds experience. Knowledgeable company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy programme, and ensuring an appropriate culture of compliance across is prevalent across the business unit appropriate compliance culture. Development, implementation and maintenance of compliance risk management Regulations. Perform compliance monitoring to fulfil the requirements of the Compliance Monitoring Plan,
Investment Risk And Compliance Officer Market-related
The Talent ExpertsCape Town Region
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding As the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor monitor and report on compliance risks facing the organization. You'll play a key role in conducting file promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you Is this you? You've gained solid experience in compliance and have a passion for regulatory excellence in Risk & Compliance, you'll play a pivotal role in ensuring regulatory compliance across various as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies and strategic guidance, and drive initiatives to enhance compliance effectiveness. Every day presents new challenges
Junior Compliance Officer | Cape Town
South Africa
R 200 000 - R 300 000 Per Annum dynamic individual to join their Compliance Unit in the role of Junior Compliance Officer. The successful candidate />
- Support the Compliance Officer in fostering a culture of compliance.
- Ensure compliance with relevant
- Conduct Compliance Monitoring and report on findings.
- Assist in presenting compliance reports Noncompliance Register and support with ad hoc compliance initiatives.
- Aid in regulatory reviews requirements.
- Implement and monitor an internal compliance framework.
- Maintain oversight over Binder
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