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Compliance Officer - Cat I,ii - Investments Neg
Ba Personnel
Cape Town Region
across all business sectors. Excellent opportunity for a highly experienced COMPLIANCE OFFICER with Umbrella company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance strategy an appropriate culture of compliance across is prevalent across the business unit. Establishes and embeds appropriate compliance culture. Development, implementation and maintenance of compliance risk management complying with applicable legislation across the business unit, to include training to be conducted when
share this job on whatsappInvestment Risk And Compliance Officer Market-related
The Talent ExpertsCape Town Region
Are you an experienced Compliance Officer who is good at following the rules and you enjoy making sure have a passion for regulatory compliance and risk management in the investment sector backed by a solid understanding the Risk and Compliance Officer, you will collaborate closely with Senior Compliance Officers to monitor monitor and report on compliance risks facing the organization. You'll play a key role in conducting file and promotions, and assisting with Anti-Money Laundering compliance on client reviews. Your expertise will support
Compliance Officer
South Africa
Market related
Investment client seeks a Compliance Officer to join their team. You'll need to have competed services industry compliance experience as listed below. Role reports to their Compliance Manager and works procedures for a new business area
Compliance Officer
Cape Town City Centre
Market related
COMPLIANCE OFFICER Century City, Cape Town, Western Cape
R400 R450K Services concern is seeking a dynamic Compliance Officer to join their team of professionals.
One develop, implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical assessment, you will identify and address potential compliance issues, providing guidance to the leadership leadership team to maintain a culture of compliance. You will collaborate with various departments to educate and
Compliance Officer
Johannesburg
Compliance Officer Sandton Johannesburg Gauteng
Our Financial Services Client in Sandton Johannesburg is looking for a Compliance Officer. You will be responsible for coordinating assessments that establish the effectiveness of compliance and programs.
Salary Negotiabl
include:
Monitor and Report on Compliance
Document management and control
Contribute
review of annual compliance monitoring plan
Review and secure approval of all compliance monitoring reports
Compliance Officer
Bridgena Barnard Personnel GroupSouth Africa
Reference: CPT001614-CTBBP-1 Tygervalley Area Compliance Officer (PHASE 1 approved)career opportunity exists Financial Services Group. Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists or Re5 essential 3 years experience in a legal Compliance department ess Long term insurance advantages
Compliance Officer
Cape Town City Centre
Market related financial services provider, is seeking a Compliance Officer experienced in long-term insurance, FIAS management compliance obligations
Compliance Officer
Cape Town City Centre
Tygervalley Area Compliance Officer (PHASE 1 approved )career opportunity exists with a Financial Services
essential
3 years experience in a legal Compliance department ess
Long term insurance advantages
Compliance Officer
O'brien RecruitmentBellville
based in Belville is seeking to employ a Compliance Officer (Long-Term Insurance, FAIS, FICA) The successful the Senior Manager: Compliance Officer. Duties will include assisting with compliance risk identification identification and compliance management, strategic and operational commentary, monitoring and administrative support support functions to mitigate the risk of non-compliance with legislation and regulations including but management compliance obligations applicable to particular business areas and assess compliance by linking
Compliance Officer
Johannesburg
well-established hedge fund manager, are seeking a Compliance Officer to join their team. They believe that employing candidate will be assisting, and reporting to, the Compliance Manager. In addition, the successful candidate ities:
Collaborating with the Compliance Manager and Management in setting and driving the following policies and procedures for a new business unit:
- AML RMCP policy
- Risk policy
- Risk Management framework,
- Compliance Management framework
- Research into legislative cha
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