industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and completion of compliance reporting (internal and regulatory). Provide Training and Awareness on Compliance industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and
industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and completion of compliance reporting (internal and regulatory). Provide Training and Awareness on Compliance industry and regulatory body requirements. Promote the prevention of legal and regulatory risk in the may be required to represent the Compliance and Regulatory Affairs department. Compliance Monitoring and
industry and regulatory body requirements.
- Promote the prevention of legal and regulatory risk in the
may be required to represent the Compliance and Regulatory Affairs department.
Responsible
completion of compliance reporting (internal and regulatory).
Provide Training and Awareness
content. Government and Regulatory Affairs: Monitor legislative and regulatory developments. Develop advocacy strategies and engage with government officials and regulatory bodies. Ensure good governance of communication
the prescribed Regulatory exams, accreditation with the Financial Services Regulatory authority and requires
the prescribed Regulatory exams, accreditation with the Financial Services Regulatory authority and requires
and brokers.
efficiently, meeting both client expectations and regulatory standards. Documentation Management: Prepare export licenses. Ensure all documentation meets regulatory requirements of both the exporting and importing export shipments, such as delays, damages, or regulatory non-compliance. Implement strategies to minimize
efficiently, meeting both client expectations and regulatory standards. Documentation Management: Prepare export licenses. Ensure all documentation meets regulatory requirements of both the exporting and importing export shipments, such as delays, damages, or regulatory non-compliance. Implement strategies to minimize