team in ensuring that the company adheres to all regulatory requirements and internal policies. This role and internal standards. Key Responsibilities: Regulatory Compliance: Assist in monitoring and ensuring activities. Prepare and submit compliance reports to regulatory authorities as required. Assist in the documentation compliance-related issues. Risk Management: Assist in identifying and assessing compliance risks within the organization development of risk mitigation strategies. Monitor and report on the effectiveness of compliance risk management
team in ensuring that the company adheres to all regulatory requirements and internal policies. This role and internal standards. Key Responsibilities: Regulatory Compliance: Assist in monitoring and ensuring activities. Prepare and submit compliance reports to regulatory authorities as required. Assist in the documentation compliance-related issues. Risk Management: Assist in identifying and assessing compliance risks within the organization development of risk mitigation strategies. Monitor and report on the effectiveness of compliance risk management
synthesize customer information. Conduct appropriate research when performing analysis and developing financial awareness of changes in the economic, political, and regulatory environment. Engaged in continuous professional (FSA, RFP, CFP). completion of the prescribed regulatory exams, class of business training and accreditation accreditation with the Financial Services Regulatory authority. Conduct annual reviews to ensure customer financial
synthesize customer information. Conduct appropriate research when performing analysis and developing financial awareness of changes in the economic, political, and regulatory environment. Engaged in continuous professional (FSA, RFP, CFP). completion of the prescribed regulatory exams, class of business training and accreditation accreditation with the Financial Services Regulatory authority. Conduct annual reviews to ensure customer financial
organization while ensuring strict adherence to regulatory requirements and internal policies. You will critical
pension and trust schemes. An ability to read/research governance documents impacting a scheme/trust billing queries. Ability to provide assistance with regulatory reporting. Ability to correspond with relevant
advantage
advantage
organisation while ensuring strict adherence to regulatory requirements and internal policies. You will not critical. Experience with compliance and regulatory requirements is a plus. Familiarity with banking
live in the Helderberg area.
2 -Years of regulatory insurance would be beneficial.
Must have