this you? You have a passion for regulatory compliance and risk management in the investment sector backed Compliance Officers to monitor and report on compliance risks facing the organization. You'll play a key to have at least 2 years of experience in compliance and risk management within the investments sector
acting as the FAIS Compliance Officer for local and foreign FSPs to maintaining risk and compliance policies II with at least 5 years of experience in compliance, risk, or legal roles within the financial services
Provide guidance to employees on compliance-related issues. Risk Management: Assist in identifying and and assessing compliance risks within the organization. Participate in the development of risk mitigation Monitor and report on the effectiveness of compliance risk management efforts. Qualifications: Education:
Provide guidance to employees on compliance-related issues. Risk Management: Assist in identifying and and assessing compliance risks within the organization. Participate in the development of risk mitigation Monitor and report on the effectiveness of compliance risk management efforts. Qualifications: Education:
resolutions
resolutions Support to the Snr Utilities Analyst Filing / Database management Qualifications: Degree /
resolutions Support to the Snr Utilities Analyst Filing / Database management Qualifications: Degree /
this you? You have a passion for regulatory compliance and risk management in the investment sector backed Compliance Officers to monitor and report on compliance risks facing the organization. You'll play a key to have at least 2 years of experience in compliance and risk management within the investments sector
implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within understanding of the South African and offshore compliance framework or risk management Legal business contract drafting to ensure ongoing compliance with statutory and regulatory requirements Regular risk assessments and updates Compliance Policy: such as identifying potential compliance risk and actively advising management to implement accuracy and compliance with regulatory changes such as the Treating Clients Fairly, Risk Management Policy
implement, and oversee comprehensive compliance programs to mitigate risks and promote ethical conduct within understanding of the South African and offshore compliance framework or risk management Legal business contract drafting to ensure ongoing compliance with statutory and regulatory requirements Regular risk assessments and updates Compliance Policy: such as identifying potential compliance risk and actively advising management to implement accuracy and compliance with regulatory changes such as the Treating Clients Fairly, Risk Management Policy