institutional asset management (buy side), with specific experience in the following: Financial Advisory and Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and Protection of Personal (POPIA). JSE Membership Rules and Regulations. Financial Markets Act, and Knowledge of the following would would be considered advantageous: Financial Markets Act, and JSE Membership Rules and Regulations. In the company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance
institutional asset management (buy side), with specific experience in the following: Financial Advisory and Conduct as applicable to a Cat 2 and Cat 2A FSP, Financial Intelligence Centre Act, and Protection of Personal (POPIA). JSE Membership Rules and Regulations. Financial Markets Act, and Knowledge of the following would would be considered advantageous: Financial Markets Act, and JSE Membership Rules and Regulations. In the company Investments Regulatory Compliance Manager by, implementation and maintenance of the compliance
the following functions: •Responsible for tax planning, compliance, reporting throughout the group •Provides return submissions, tax accounting and reporting •Engaging with and managing relationships with SARS of various tax accounts. • Assist in preparing and recording of group wide tax accounting entries. • Performing tenacity by managing deadlines and stimulated by working in a pressurised environment. • Ability to plan, organize of the team Education and Experience • Bcomm (Accounting), BComm (Taxation) • Excellent Excel knowledge
Compliance Management (advantageous) 6 years' experience in large corporate environment in management, including including staff management, implementation and maintenance of processes and procedures. Demonstrated success monitoring plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant various business units. Execute on the monitoring plan approved by the governing body, through evaluation all regulatory developments and changes in the financial services industry and industry practices. Reporting
Compliance Management (advantageous) 6 years' experience in large corporate environment in management, including including staff management, implementation and maintenance of processes and procedures. Demonstrated success monitoring plan for the Group Compliance Management Committee. Present the monitoring plan to the relevant various business units. Execute on the monitoring plan approved by the governing body, through evaluation all regulatory developments and changes in the financial services industry and industry practices. Reporting
effectively and proactively assist the company in managing its responsibility to comply with all the regulatory compliance risk management process that includes the identification, assessment, management, monitoring and the business Managing the Regulatory Profile and engaging with the Executive Management team on any incidents accurate pertinent compliance reports Project management in support of compliance requirements, implementation and assurance across the business units Assist management with identification and evaluation of compliance
effectively and proactively assist the company in managing its responsibility to comply with all the regulatory compliance risk management process that includes the identification, assessment, management, monitoring and the business Managing the Regulatory Profile and engaging with the Executive Management team on any incidents accurate pertinent compliance reports Project management in support of compliance requirements, implementation and assurance across the business units Assist management with identification and evaluation of compliance
(preferred) Experience Minimum 2 years of experience in financial advisory services (Commercial & Non-life preferred); success in insurance sales and client relationship management; Strong understanding of insurance products and