Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers To identify and brief key impacts on the business Liaison with external compliance consultants Preparation of board packs and compliance quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Provision of compliance requirements for internal and external audits Oversight of the compliance team responsible
Responsibilities: Assuring compliance with the FSCA (Financial Service Conduct Authority) is always adhered to through collaboration with stakeholders, key individuals, and external compliance officers To identify and brief key impacts on the business Liaison with external compliance consultants Preparation of board packs and compliance quarter Compliance review of all NewBusiness and Servicing cases submitted for the group Submission of Fund Provision of compliance requirements for internal and external audits Oversight of the compliance team responsible
project costing, and apply IFRS15 principles to all sales transactions before invoicing - Identify financial in place - Liaise with and assist in the annual external audit process, develop and modify financial policies profitable transactions, provide efficient customer service to financial information users, and handle ad hoc
Financial Manager, to join a leading Financial Services company based in Cape Town. The successful person CA(SA) with 2 years experience within the financial services industry. Responsibilities: Responsible for the required deadlines Liaising and working closely with external auditors to ensure all reporting deadlines are Minimum of 2 years' experience within the financial services industry Good decision-making skills Please note
for internal use and external insurance reporting. Managing and maintaining the sales ledger and ensuring update reports on all aged debt and distribute to sales team Escalating potential bad debt accounts to management
for internal use and external insurance reporting. Managing and maintaining the sales ledger and ensuring update reports on all aged debt and distribute to sales team Escalating potential bad debt accounts to management
business with any compliance training as required Consult with business partners on any non-compliance issues Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
business with any compliance training as required Consult with business partners on any non-compliance issues Markets, JSE Rules, Financial Advisory, Intermediary Services Act, as required for Cat 2 and Cat 2A FSP Requirements:
post articles experience within the Financial Services sector. Responsibilities Contribute to and promote post articles experience within the financial services industry (preferably in fund management) Strong
Responsibilities: Compliance review of all NewBusiness and Servicing cases submitted for the Group Submission of Fund