Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes required o FSP license changes as needed • Compliance monitoring: o Review of client advisory and investment
has become availalble for a Senior Regulatory Compliance Manager based in Durban, Job Purpose Provide adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks impacts the Group. • Conduct compliance regulatory training, keeping Compliance and all internal stakeholders effective partnerships to identify and manage compliance regulatory risks. • Develop and maintain a clear readiness and ongoing compliance risk management. • Contribute to the creation of a compliance culture and compliance
has become availalble for a Senior Regulatory Compliance Manager based in Durban, Job Purpose Provide adherence of regulatory compliance practices in client facing divisions ensuring compliance regulatory risks impacts the Group. • Conduct compliance regulatory training, keeping Compliance and all internal stakeholders effective partnerships to identify and manage compliance regulatory risks. • Develop and maintain a clear readiness and ongoing compliance risk management. • Contribute to the creation of a compliance culture and compliance
consultancy company specialising in Strategic Compliance, Legal and Risk Management, emphasising driving Role Overview As a Compliance Team Leader, you will oversee a team of compliance officers and ensure The Compliance Team Leader will work closely with the Chief Operation Officer and the Compliance Specialist the Compliance Specialist team on day-to-day activities. 70-80% spent in the role of a Compliance Officer our clients with compliance and legal requirements. Audit and Review of compliance processes including
Compliance Officer This vacancy has been created within our client's risk and compliance team, based role is responsible for compliance support and implementation of risk and compliance policies and procedures risk and compliance reporting, including adhoc review and analysis work by the Risk and Compliance Committee responsibilities include: •FSP Compliance / Risk Officer: o Compliance reporting on behalf of business changes required o FSP license changes as needed • Compliance monitoring: o Review of client advisory and investment
benefits, products and services to 120 registered pension and provident funds, representing the retirement problems and queries of clients, members and pensioners in a timeous manner. Ensure client satisfaction
benefits, products and services to 120 registered pension and provident funds, representing the retirement problems and queries of clients, members and pensioners in a timeous manner. Ensure client satisfaction
qualifications/experience). The position comes with pension fund benefits, travel allowance, medical aid contributions
Companies Act Financial Intelligence Centre Act Pension Funds Act Long Term Insurance Act Financial Markets discipline process. Ensures knowledge of and compliance with the Institute of Internal Auditor's Code substantive monitoring of the compliance functions carried out to ensure compliance with standards and regulation to meet audit objectives Perform audit work in compliance with internal audit policies. Must work within audit with external auditor. Perform financial, compliance, IT and operational internal audits including
000 plus car allowance R8600 and medical aid, pension and other benefits