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Compliance Officer (intermediate To Senior Compliance Experience I.e. Previously Appointed As A Compliance Officer For Purposes Of Fais) Market Related
Pss Recruitment
South Africa
advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
share this job on whatsappRegional Sales Executive
Cape Town City Centre
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- FAIS Accreditation (RE/FSB recognized qualification)
- FAIS Regulatory examination examination RE1 (Key Individual exam)
- FAIS Regulatory exam RE5 (Reps)
- Class of Business training
Sales Manager - Cape Town
Cape Town City Centre
12
Sales Manager - Pe
Port Elizabeth
12
Relationship Banker Jhb - Northern Suburbs
Energy At WorkNorth Johannesburg
Relationship Banker Are you a financial professional with FAIS knowledge and a talent for cross-selling? Do you customer base, Ensure all activities comply with FAIS regulations. Requirements: Matric Relevant qualifications
Relationship Banker
Energy At WorkNorth Johannesburg
Relationship Banker Are you a financial professional with FAIS knowledge and a talent for cross-selling? Do you customer base, Ensure all activities comply with FAIS regulations. Requirements: Matric Relevant qualifications
Sales Manager - Sandton
Sandton
12
Sales Manager - Durban
Durban
12
Risk Consultant Durban
Catch RecruitDurban
responsibilities. Meet the FAIS honesty, integrity and good standing requirements. Meet the FAIS minimum experience Have a qualification recognised by the FSCA for FAIS purposes. Preference will be given to candidates class of business and product specific training. FAIS compliant (continuous professional development)
Financial Advisor And Risk Consultant
Cape Town City Centre
Monthly
have a qualification recognised by the FSCA for FAIS purposes
Preference will be given to candidates
Meet the FAIS honesty, integrity and good standing requirements
Meet the FAIS minimum experience
declared insolvent or provisionally insolvent
FAIS compliant (continuous professional development)
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