Fais Jobs in Western Cape
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Compliance Officer (intermediate To Senior Compliance Experience I.e. Previously Appointed As A Compliance Officer For Purposes Of Fais) Market Related NEW
Pss Recruitment
South Africa
advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
share this job on whatsappGeneral Manager
Future CareersCape Town Region
processes. Qualifications: FAIS Accreditation (RE/FSB recognized qualification) • FAIS Regulatory examination examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class of Business training will be to
General Manager Cape Town
Future CareersCape Town Region
processes. Qualifications: FAIS Accreditation (RE/FSB recognized qualification) • FAIS Regulatory examination examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class of Business training will be to
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Risk Associate Cape Town
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Direct Sales Financial Advisor ( Contact Centre )
Old Mutual Personal Financial AdviceCape Town Region
under the FAIS act and, as a result, the successful candidates must therefore comply with all FAIS requirements Office) to interface with multi-system technology. FAIS compliant if previously in the industry Clear Criminal
Direct Sales Advisor Cape Town
Old Mutual Personal Financial AdviceCape Town Region
under the FAIS act and, as a result, the successful candidates must therefore comply with all FAIS requirements Office) to interface with multi-system technology. FAIS compliant if previously in the industry Clear Criminal
Compliance Administrator Southern Suburbs NEW
Loren Robertson RecruitmentCape Town Region
for strong Administrator with specific focus in a FAIS compliance environment to join their team. The main an administrative role with specific focus in a FAIS compliance environment. Please note that if we do
Compliance Administrator NEW
Loren Robertson RecruitmentCape Town Region
for strong Administrator with specific focus in a FAIS compliance environment to join their team. The main an administrative role with specific focus in a FAIS compliance environment. Please note that if we do
Management Associate Southern Suburbs
Loren Robertson RecruitmentCape Town Region
Legislative Compliance (FICA and FAIS) Apply basic knowledge of the FAIS General Code of Conduct in daily understanding of the financial planning environment, FAIS (CAT II advantageous), and FICA. 3-5 years working
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