situated in Johannesburg has a vacancy for a Compliance Administrator.
The key areas of
Skills:
Experience with working as a Compliance Administrator:
Good communication skills
establish the effectiveness of the company's compliance and programs in accordance with established standards
standardised responses to basic queries
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Responsibilities:
Administration:
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
Vetting and verification of all FSP and FAIS representatives as per FSCA requirements and our internal standing operating procedures. Capture information on the CRM system database. Uploading of documentation to electronic filing system. Communication of verification outcomes to Services Managers an
legal agreements/ terminology The post Legal and compliance secretary appeared first on freerecruit.co.za
establish the effectiveness of the company's compliance and programs in accordance with established standards
to Boards on governance matters and ensuring compliance with statutory and regulatory requirements and and minutes of meetings. Assist the Head of Compliance and Governance in performing secretariat functions companys Health Medical Scheme. Assist the Head: Compliance and Governance by ensuring that Board and Committee uploads done in a timely manner. Assist the Head of Compliance and Governance with co-ordination and project Preparation of Board resolutions. Assist the Head of Compliance and Governance in performing secretariat functions
ideally within a compliance department but not necessary someone with a legal and compliance education background standardised responses to basic queries Basic compliance management administration Skills: Good communication