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Permanent
- Last 7 days (61)
Compliance Officer (intermediate To Senior Compliance Experience I.e. Previously Appointed As A Compliance Officer For Purposes Of Fais) Market Related
Pss Recruitment
South Africa
advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
share this job on whatsappGeneral Manager
Future CareersCape Town Region
processes. Qualifications: FAIS Accreditation (RE/FSB recognized qualification) • FAIS Regulatory examination examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class of Business training will be to
General Manager Cape Town
Future CareersCape Town Region
processes. Qualifications: FAIS Accreditation (RE/FSB recognized qualification) • FAIS Regulatory examination examination RE1 (Key Individual exam) • FAIS Regulatory exam RE5 (Reps) • Class of Business training will be to
Relationship Banker Jhb - Northern Suburbs
Energy At WorkNorth Johannesburg
Relationship Banker Are you a financial professional with FAIS knowledge and a talent for cross-selling? Do you customer base, Ensure all activities comply with FAIS regulations. Requirements: Matric Relevant qualifications
Relationship Banker
Energy At WorkNorth Johannesburg
Relationship Banker Are you a financial professional with FAIS knowledge and a talent for cross-selling? Do you customer base, Ensure all activities comply with FAIS regulations. Requirements: Matric Relevant qualifications
Risk Consultant Durban
Catch RecruitDurban
responsibilities. Meet the FAIS honesty, integrity and good standing requirements. Meet the FAIS minimum experience Have a qualification recognised by the FSCA for FAIS purposes. Preference will be given to candidates class of business and product specific training. FAIS compliant (continuous professional development)
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Risk Associate Cape Town
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Financial Risk Consultant Cpt - Cbd
Ultra Personnel : Pharmaceutical, Insurance, EngineeringCape Town City Centre
have a qualification recognised by the FSCA for FAIS purposes Preference will be given to candidates responsibilities. Meet the FAIS honesty, integrity and good standing requirements Meet the FAIS minimum experience been declared insolvent or provisionally insolvent FAIS compliant (continuous professional development)
Financial Advisor And Risk Consultant
Ultra Personnel : Pharmaceutical, Insurance, EngineeringCape Town City Centre
have a qualification recognised by the FSCA for FAIS purposes Preference will be given to candidates responsibilities. Meet the FAIS honesty, integrity and good standing requirements Meet the FAIS minimum experience been declared insolvent or provisionally insolvent FAIS compliant (continuous professional development)
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