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Compliance Officer (intermediate To Senior Compliance Experience I.e. Previously Appointed As A Compliance Officer For Purposes Of Fais) Market Related
Pss Recruitment
South Africa
advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
share this job on whatsappRegional Sales Executive
Cape Town City Centre
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- FAIS Accreditation (RE/FSB recognized qualification)
- FAIS Regulatory examination examination RE1 (Key Individual exam)
- FAIS Regulatory exam RE5 (Reps)
- Class of Business training
Relationship Banker Jhb - Northern Suburbs
Energy At WorkNorth Johannesburg
Relationship Banker Are you a financial professional with FAIS knowledge and a talent for cross-selling? Do you customer base, Ensure all activities comply with FAIS regulations. Requirements: Matric Relevant qualifications
Relationship Banker
Energy At WorkNorth Johannesburg
Relationship Banker Are you a financial professional with FAIS knowledge and a talent for cross-selling? Do you customer base, Ensure all activities comply with FAIS regulations. Requirements: Matric Relevant qualifications
Fsp Compliance Administrator Assistant
Johannesburg
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representatives as per FSCA requirements and – 5 Year General admin experience.
Risk Consultant Durban
Catch RecruitDurban
responsibilities. Meet the FAIS honesty, integrity and good standing requirements. Meet the FAIS minimum experience Have a qualification recognised by the FSCA for FAIS purposes. Preference will be given to candidates class of business and product specific training. FAIS compliant (continuous professional development)
Financial Advisor And Risk Consultant
Cape Town City Centre
Monthly
have a qualification recognised by the FSCA for FAIS purposes
Preference will be given to candidates
Meet the FAIS honesty, integrity and good standing requirements
Meet the FAIS minimum experience
declared insolvent or provisionally insolvent
FAIS compliant (continuous professional development)
Investment Risk And Compliance Associate Market-related
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Risk Associate Cape Town
The Talent ExpertsCape Town Region
Are you a FAIS-approved Compliance Officer who is good at implementing and following the rules and you financial services providers. From acting as the FAIS Compliance Officer for local and foreign FSPs to need To qualify for this role, you need to be a FAIS-approved Compliance Officer for Category I and Category solid understanding of regulatory frameworks such as FAIS, CISCA, FICA, and POPIA, along with strong project
Financial Advisor And Risk Consultant
Durban
Monthly
class of business and product specific training
FAIS compliant (continuous professional development)
Meet the FAIS honesty, integrity and good standing requirements
Meet the FAIS minimum experience
/>Have a qualification recognised by the FSCA for FAIS purposes Fully computer literate, xPlan experience
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