advisory and investment implementation records (FAIS and FICA) o Review and approval of client onboarding appointed as a Compliance Officer for purposes of FAIS • Computer literacy a necessity: including MS Excel
experience as a FAIS representative, the following is non-negotiable:
previous experience as a FAIS representative the following is non-negotiable:
FAIS credits/Full Insurance
unless you meet the requirements below. Must be FAIS Compliant - minimum 120 credits and have RE5 and Leadership experience. Consulting experience. Must be FAIS Compliant - minimum 120 credits and have RE5 and
unless you meet the requirements below. Must be FAIS Compliant - minimum 120 credits and have RE5 and Leadership experience. Consulting experience. Must be FAIS Compliant - minimum 120 credits and have RE5 and
for strong Administrator with specific focus in a FAIS compliance environment to join their team. The main an administrative role with specific focus in a FAIS compliance environment. Please note that if we do
for strong Administrator with specific focus in a FAIS compliance environment to join their team. The main an administrative role with specific focus in a FAIS compliance environment. Please note that if we do
praat Ondervinding van minstens 1 jaar he in verkope Fais krediete sal nodig wees as die DOFA dit vereis Die
praat Ondervinding van minstens 1 jaar he in verkope Fais krediete sal nodig wees as die DOFA dit vereis Die
the Financial Advisory and Intermediary Services (FAIS) Act and ensure compliance with all regulatory requirements with industry professionals. Compliance: Manage FAIS Rep register (additions, removals and changes) Supervise complaints (FSCA/Ombud/OSTI) What Success Looks Like: FAIS Compliant No defect in risk management (RI treaty apply on condition that they have their minimum 120 FAIS credits, RE1 and RE5 experience, Class of Business relevant legislation and regulations, including the FAIS Act, FSCA regulations,. Strong analytical skills